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comercial paper

Total questions: 15

Worksheet time: 11mins

Name
Class
Date
1.

Which of the following statements accurately describes the minimum subscription requirement for Commercial Paper (CP) in the depository system?

a)

Investors must subscribe to a minimum of Rs100000 or multiples therefore

b)
  1. Investors must subscribe to a minimum of Rs.5,00,000 or multiples therefore

c)
  1. Investors must subscribe to a minimum of Rs.10,00,000 or multiples therefore

d)
  1. There is no minimum subscription requirement for CP in the depository system

2.

Which of the following accurately describes the unit allocation for Commercial Paper (CP) investments in the depository system?

a)

Each investor receives one unit for every Rs 100000 invested

b)

Each investor receives one unit for every Rs 500000 invested

c)

Each investor receives one unit for every Rs.1000000 invested

d)

The unit allocation depends on the market value of the CP at the time of investment.

3.

In the depository system, how many units would be credited to an investor's account if they invest Rs. 3,00,00,000 in a Commercial Paper

a)

60 units

b)

300 units

c)

100 units

d)

600 units

4.

If an investor chooses to hold Commercial Paper (CP) in a separate account, how are the units credited?

a)

In a single account

b)

In a multipl account

c)

In a joint account

d)

In a demat account

5.

Which of the following denominations is used as the face value for Commercial Paper (CP) in the depository system?

a)

Rs:50000

b)

Rs:10,00,000

c)

5,00,000

d)

Rs:1,00,000

6.

In the depository system, what is the advantage of allowing investors to hold CP in a separate account?

a)

Dematerialization can be initiated directly by the investor without involving a Depositor participant Dp

b)
  1. Only CPs issued by government agencies are eligible for dematerialization.

c)
  1. Investors need to provide their demat account number and DP ID to the Issuer. for dematerialisation

d)

The Issuer provides dematerialization details to the Depository one day after the allotment date.

7.

When should the beneficiary holder transfer the securities in preparation for redemption of Commercial Paper?

a)
  1. On the maturity date

b)
  1. At least one working day before the maturity date

c)
  1. Within 24 hours after the maturity date

d)
  1. Two working days before the maturity date

8.

According to the RBI Monetary and Credit Policy 2001-02, which entities are permitted to hold Commercial Paper (CP) only in dematerialized form?

a)
  1. Banks, financial institutions (Fls), primary dealers (PDs), and satellite dealers (SDs)

b)
  1. Mutual funds and insurance companies

c)
  1. Retail investors

d)
  1. Corporations and government agencies

9.

When does the IPA open a redemption account with the DP?

a)

After the maturity date of the Commercial Paper

b)

) At the time of issuing the Commercial Paper in demat mode

c)

After receiving confirmation from the beneficiary holders

d)

None of the above

10.

What does the IPA certificate provided to the beneficial owner contain?

a)

Details of the maturity date

b)

Details of the redemption account

c)

Details of the secondary market transactions

d)

None of the above

11.

When should the beneficiary holder transfer the securities?

a)

Before the issuance of the Commercial Paper

b)

After 3.00 p.m on the maturity date

c)

Before 3.00 p.m on one working day before the maturity date

d)

None of the above

12.

How is the balance in the redemption account extinguished?

a)

Through credit-type corporate action

b)

Through debit-type corporate actio

c)

Through equity share transactions

d)

None of the above

13.

How do the buyer and seller decide on the transaction details

a)

By consulting with the Securities and Exchange Board of India (SEBI)

b)

Through negotiation between themselves

c)

By seeking approval from the Reserve Bank of India (RBI)

d)

None of the above

14.

When does the buyer receive the securities in its account?

a)

After several days of processing

b)

Immediately if standing instructions are provided to its DP

c)

After receiving confirmation from the stock exchange

d)

None of the above

15.

Can an investor choose to hold Commercial Paper in a separate account?

a)

Yes, always

b)

No never

c)

Yes, but with restrictions

d)

No, unless specified otherwise