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BFM 4283 The Arbitrage Pricing Theory

Total questions: 15

Worksheet time: 8mins

Name
Class
Date
1.

What is the name of the chapter in the book 'Foundations of Risk Management' that discusses Arbitrage Pricing Theory and multi-factor models of risk and return?

a)

Chapter on Asset Valuation

b)

Chapter on Arbitrage Pricing Theory

c)

Chapter on Portfolio Management

d)

Chapter on Financial Markets

2.

Who developed the Capital Asset Pricing Model in 1964?

a)

William Sharp

b)

Harry Markowitz

c)

Stephen Ross

d)

Eugene Fama

3.

What is the analogy used by the teacher to describe the restricted area of the Capital Asset Pricing Model?

a)

Garbage disposal

b)

Star Wars movie

c)

Radio communication

d)

Economic training

4.

Which model was developed as an alternative pricing theory to the Capital Asset Pricing Model with fewer assumptions?

a)

Black-Scholes Model

b)

Markowitz Model

c)

Arbitrage Pricing Theory

d)

Monte Carlo Simulation

5.

What is the main advantage of the Arbitrage Pricing Theory over the Capital Asset Pricing Model?

a)

It is based on a single factor

b)

It has more assumptions

c)

It can hedge systematic risk

d)

It relies on normal distribution

6.

Which two economists developed the three-factor model that includes size, book-to-market ratio, and market portfolio?

a)

William Sharp and Harry Markowitz

b)

Eugene Fama and Ken French

c)

Harry Markowitz and Eugene Fama

d)

Stephen Ross and William Sharp

7.

What does a beta of 1.5 indicate in the context of the three-factor model?

a)

High sensitivity to size factor

b)

50% more sensitivity than the market portfolio

c)

No sensitivity to book-to-market ratio

d)

Low sensitivity to market portfolio

8.

How can an investor hedge GDP factor risk while maintaining exposure to consumer sentiment factor?

a)

Short GDP factor portfolio and long consumer sentiment factor portfolio

b)

Long GDP factor portfolio and short consumer sentiment factor portfolio

c)

Long both GDP and consumer sentiment factor portfolios

d)

Short both GDP and consumer sentiment factor portfolios

9.

What is the main purpose of creating a zero beta portfolio?

a)

To replicate the return on a treasury security

b)

To eliminate all risk

c)

To increase idiosyncratic risk

d)

To maximize systematic risk exposure

10.

What is the term used to describe the return that is different from the expected return in a portfolio?

a)

Sharpe ratio

b)

Jensen's alpha

c)

Tracking error

d)

Treynor ratio

11.

What is the main weakness of the Arbitrage Pricing Theory according to the text?

a)

Lack of empirical evidence

b)

Silent on appropriate risk factors

c)

Inability to hedge risk

d)

Complex mathematical calculations

12.

What is the main difference between small firms and large firms according to the three-factor model?

a)

Large firms are undervalued

b)

Small firms have lower returns

c)

Small firms are less sensitive to market factors

d)

Large firms are inherently riskier

13.

What is the purpose of the three-factor model developed by Fama and French?

a)

To explain differences in stock returns

b)

To identify undervalued firms

c)

To predict stock prices

d)

To eliminate all risk

14.

What is the main advantage of the three-factor model over the Capital Asset Pricing Model?

a)

It relies on normal distribution

b)

It is based on a single factor

c)

It includes more assumptions

d)

It can hedge systematic risk

15.

How can an investor create a zero beta portfolio?

a)

By eliminating all risk

b)

By investing in high-risk stocks

c)

By shorting all factor portfolios

d)

By increasing idiosyncratic risk