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PF - Unit 6: Investing Strategies & Exponential Functions

Total questions: 20

Worksheet time: 10mins

Name
Class
Date
1.

Which of these functions has an asymptote at y = 2? Options: A, B, C, D

a)
C

A: f(x) = 3

b)

B: f(x) = 2 + 1/(x-1)

c)

C: f(x) = 2

d)

D: f(x) = x^2 - 4

2.

Look at the graph. Which of the four functions has the smallest value for the growth factor "b"?

a)

Function a

b)

Function b

c)

Function c

d)

Function d

3.

What type of account would be most beneficial for Kendall to use to start saving for retirement, so she can enjoy time off after a stressful career?

a)

Social Security

b)

A traditional 401(k)

c)

A Roth IRA

d)

A regular brokerage account

4.

Which statement about the investment fees associated with mutual funds is true?

a)

Fees, compounded over the life of your investment, can substantially decrease your returns

b)

Investment fees have no impact on overall returns

c)

Higher fees always guarantee better investment performance

d)

Mutual funds do not charge any fees

5.

Solve for x.

a)

x = 2

b)

x = 4

c)

x = 6

d)

x = 8

6.

All of the following are true about robo-advisors, EXCEPT…

a)

Robo-advisors generally have a higher account minimum than a traditional financial advisor

b)

Robo-advisors use algorithms to manage investments

c)

Robo-advisors typically charge lower fees than traditional advisors

d)

Robo-advisors provide automated portfolio rebalancing

7.

Zora has $5,000 to invest. She wants to create a low-risk, low-volatility portfolio. What is a good strategy for her?

a)

Lump Sum Investing

b)

After Tax Averaging

c)

Dollar-Cost Averaging

d)

Average Paycheck Investing

8.

The S&P 500 is…

a)

An index of the 500 largest publicly-traded companies in the US

b)

A stock market index that includes 100 companies

c)

A measure of the performance of small-cap stocks

d)

An index of the 50 largest private companies in the US

9.

Which fund will most working American citizens have access to at retirement?

a)

A traditional IRA

b)

A Roth IRA

c)

A pension plan

d)

Social Security

10.

Alberto has decided to invest his retirement money into a mutual fund filled with mid-sized US companies. The fund manager is…

a)

The person who selects which stocks to include in the fund

b)

A financial advisor who recommends investments

c)

An accountant who manages the fund's finances

d)

A lawyer who ensures compliance with regulations

11.

Which type of fund is usually passively managed, can be traded throughout the day, and is bought directly from other investors like a stock?

a)

Mutual Fund

b)

Hedge Fund

c)

Exchange-traded fund

d)

Index Fund

12.

How is the portfolio in Alma's target-date fund (TDF) most likely allocated if the planned retirement date is 38 years in the future?

a)

Majority stocks and a small percentage of bonds

b)

Equal allocation between stocks and bonds

c)

Majority bonds and a small percentage of stocks

d)

All cash with no stocks or bonds

13.

Evaluate. Options: 3, 4, 10, 27

a)

3

b)

4

c)

10

d)

27

14.

Each of the following factors impacts how much money you will have available at retirement EXCEPT…

a)

What percent of your income you invest each month

b)

Whether you qualify for Social Security benefits

c)

How old you are when you start investing

d)

How often you log into your online brokerage account

15.

Factors to consider when opening a brokerage account include: Your investing goals, Who will manage the account, Fees that will be charged. What is NOT a factor?

a)

The location of the brokerage company

b)

The type of investments available

c)

The reputation of the brokerage

d)

The minimum deposit required

16.

Analyze the results of the exponential regression model for total assets invested in index funds in the US since 1993. Which statement is true?

a)

A linear regression model would likely have a higher r2 value

b)

The model is not a good fit for the data points because the r2 value is close to 1

c)

The assets managed by index funds have grown by approximately 14.91% per year

d)

The model predicts that US index funds will manage approximately $1.7 trillion in assets in 2023

17.

In 2022, Noah, 24 years old and planning to retire at 67, is choosing a target-date fund at Alpine brokerage. Which fund should they choose?

a)

Alpine Target Retirement 2060 Fund

b)

Alpine Target Retirement 2065 Fund

c)

Alpine Target Retirement 2070 Fund

d)

Alpine Target Retirement 2075 Fund

18.

If you invest money into an index fund that tracks the Dow Jones Industrial Average, you would expect…

a)

Your returns to track the performance of 30 large US companies

b)

Your returns to be higher than the average market return

c)

Your investment to be completely risk-free

d)

Your returns to be influenced by international markets

19.

Which of the following is an example of the bias of Chasing Trends?

a)

Buying a stock when it has hit its lowest price of the year

b)

Buying cryptocurrency because you saw a headline about it reaching its highest price ever

c)

Researching the long term growth strategy of a company

d)

Buying stock in an industry that is not represented in your portfolio to increase diversity

20.

What should Ash do with his $100 per month for retirement accounts: Fund a 401(k) because his employer is offering a match, up to 3% of his salary, Fund a traditional IRA, because it will offer him, by far, the best tax advantages, Fund neither account, because $100 does not meet the minimum requirements for any retirement account type, Fund a savings account, because it will guarantee an interest rate, rather than leaving his retirement up to a risky investment option?

a)

Fund a 401(k) because his employer is offering a match, up to 3% of his salary.

b)

Fund a traditional IRA, because it will offer him, by far, the best tax advantages.

c)

Fund neither account, because $100 does not meet the minimum requirements for any retirement account type.

d)

Fund a savings account, because it will guarantee an interest rate, rather than leaving his retirement up to a risky investment option.