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LECTURE 13

Total questions: 24

Worksheet time: 24mins

Name
Class
Date
1.

The expected return on a stock given various states of the economy is equal to the? 

Lợi nhuận dự kiến ​​của một cổ phiếu ứng với các trạng thái khác nhau của nền kinh tế là bằng?                     

a)

summation of the individual expected rates of return

b)

highest expected return given any economic state

c)

weighted average of the returns for each economic state trung bình có trọng số của lợi nhuận cho mỗi trạng thái kinh tế trung bình số học của lợi nhuận cho

d)

arithmetic average of the returns for each economic state

e)

return for the economic state with the highest probability of occurrence

2.

The expected rate of return on a stock portfolio is a weighted average where the weights are based on the?

(Tỷ lệ lợi nhuận dự kiến ​​của danh mục đầu tư cổ phiếu là mức trung bình có trọng số trong đó các trọng số dựa trên?)

a)

cost per share of each stock held  

b)

. original amount invested in each stock

c)

market value of the investment in each stock

d)

number of shares owned of each stock e. market price per share of each stock

3.

The expected return on a stock computed using economic probabilities is?

(Lợi nhuận dự kiến ​​của một cổ phiếu được tính toán bằng cách sử dụng xác suất kinh tế là?)

a)

guaranteed to equal the actual return for the immediate twelve month period

b)

guaranteed to equal the actual average return on the stock for the next five years

c)

guaranteed to be the minimal rate of return on the stock over the next two years

d)

a mathematical expectation kỳ vọng toán học based on a weighted average and not an actual anticipated outcome

4.

The expected return on a portfolio considers which of the following factors? (Lợi nhuận dự kiến ​​của danh mục đầu tư phụ thuộc vào yếu tố nào sau đây?)

I.                         percentage of the portfolio invested in each individual security đầu tư vào ck riêng lẻ

II.                       projected states of the economy tình trạng dự kiến của nền kinh tế

III.                    the performance of each security given various economic states hiệu suất

IV. probability of occurrence for each state of the economy  xác suất xảy ra

a)

I, III, and IV only          

b)

I, II, III, and IV

c)

II, III, and IV only  

d)

II and IV only

e)

I and III only

5.

The expected return on a portfolio: (Lợi nhuận dự kiến ​​của danh mục đầu tư:)

I. can never exceed the expected return of the best performing security in the portfolio. II. must be equal to or greater than the expected return of the worst performing security in the portfolio.

III. is independent of the unsystematic risks of the individual securities held in the portfolio. Kh phụ thuộc vào rủi ro hệ thống

 IV. is independent of the allocation of the portfolio amongst individual securities.

a)

I, II, and III only

b)

I and III only

c)

II and IV only

d)

I, II, III, and IV

e)

I and II only

6.

You own a stock that you think will produce a return of 11 percent in a good economy and 3 percent in a poor economy. Given the probabilities of each state of the economy occurring, you anticipate that your stock will earn 6.5 percent next year. Which one of the following terms applies to this 6.5 percent

a)

geometric return

b)

historical return

c)

arithmetic return

d)

expected return

e)

required return

7.

The standard deviation of a portfolio? (Độ lệch chuẩn của danh mục đầu tư)

a)

is a measure of that portfolio's systematic risk

b)

can be less than the weighted average of the standard deviations of the individual securities held in that portfolio.

c)

serves as the basis for computing the appropriate risk premium for that portfolio.

d)

measures the amount of diversifiable risk inherent in the portfolio.

e)

is a weighed average of the standard deviations of the individual securities held in that portfolio.

8.

Standard deviation measures which type of risk? Đo lường loại rủi ro nào

a)

economic        

b)

systematic

c)

unsystematic

d)

total

e)

ondiversifiable

9.

. The _____ tells us that the expected return on a risky asset depends only on that asset's nondiversifiable risk.

(_____ cho chúng ta biết rằng lợi nhuận dự kiến ​​từ một tài sản rủi ro chỉ phụ thuộc vào rủi ro không thể đa dạng hóa của tài sản đó.)

a)

law of one price

b)

systematic risk principle

c)

open markets theorem

d)

efficient markets hypothesis

e)

principle of diversification

10.

Which one of the following is most directly affected by the level of systematic risk in a security?

(Yếu tố nào sau đây bị ảnh hưởng trực tiếp nhất bởi mức độ rủi ro hệ thống trong chứng khoán?)

a)

. risk-free rate

b)

. variance of the returns

c)

standard deviation of the returns

d)

market risk premium

e)

expected rate of return

11.

Which one of the following is an example of unsystematic risk?

(Trong các ví dụ sau đây, ví dụ nào là ví dụ về rủi ro không có hệ thống?)

a)

a national sales tax is adopted

b)

an increased feeling of prosperity is felt around the globe

c)

consumer spending on entertainment decreased nationally

d)

inflation decreases at the national level

e)

income taxes are increased across the board

12.

Which one of the following indicates a portfolio is being effectively diversified?

(Câu nào sau đây cho biết danh mục đầu tư đang được đa dạng hóa hiệu quả?)

a)

an increase in the portfolio beta

b)

an increase in the portfolio standard deviation

c)

a decrease in the portfolio standard deviation

d)

an increase in the portfolio rate of return

e)

a decrease in the portfolio beta

13.

Unsystematic risk:

(Rủi ro không có hệ thống)

a)

is measured by beta

b)

is measured by standard deviation.

c)

is related to the overall economy.

d)

can be effectively eliminated by portfolio diversification

e)

is compensated for by the risk premium

14.

Systematic risk is measured by:

(Rủi ro hệ thống được đo bằng)

a)

the geometric average

b)

the standard deviation

c)

the mean

d)

beta

e)

the arithmetic average.

15.

Which one of the following is an example of systematic risk?

(Trong các ví dụ sau đây, ví dụ nào là ví dụ về rủi ro hệ thống?)

a)

corn prices increase due to increased demand for alternative fuels

b)

investors panic causing security prices around the globe to fall precipitously

c)

a city imposes an additional one percent sales tax on all products

d)

a flood washes away a firm's warehouse

e)

a toymaker has to recall its top-selling toy

16.

Which one of the following is a risk that applies to most securities?

(Rủi ro nào sau đây áp dụng cho hầu hết các loại chứng khoán?)

a)

unsystematic

b)

asset-specific

c)

total

d)

diversifiable

e)

systematic

17.

The primary purpose of portfolio diversification is to:

(Mục đích chính của việc đa dạng hóa danh mục đầu tư là:)

a)

eliminate systematic risk

b)

increase returns and risks

c)

eliminate all risks.

d)

lower both returns and risks

e)

eliminate asset-specific risk

18.

The systematic risk of the market is measured by:

(Rủi ro hệ thống của thị trường được đo lường bằng:)

a)

a variance of 1.0.

b)

a standard deviation of 0.0.

c)

a beta of 1.0.

d)

a beta of 0.0.

e)

a standard deviation of 1.0.

19.

Which one of the following risks is irrelevant to a well-diversified investor?

(Rủi ro nào sau đây không liên quan đến nhà đầu tư đa dạng hóa tốt?)

a)

market risk

b)

systematic risk

c)

nondiversifiable risk

d)

systematic portion of a surprise

e)

unsystematic risk

20.

Which one of the following is the best example of a diversifiable risk?

(Trong các ví dụ sau đây, ví dụ nào là ví dụ tốt nhất về rủi ro có thể đa dạng hóa?)

a)

energy costs increase

b)

taxes decrease

c)

core inflation increases

d)

interest rates increase

e)

a firm's sales decrease

21.

The principle of diversification tells us that?

(Nguyên tắc đa dạng hóa cho chúng ta biết rằng)

a)

spreading an investment across many diverse assets will eliminate all of the systematic risk.

b)

concentrating an investment in two or three large stocks will eliminate all of the unsystematic risk.

c)

concentrating an investment in three companies all within the same industry will greatly reduce the systematic risk.

d)

spreading an investment across five diverse companies will not lower the total risk.

e)

spreading an investment across many diverse assets will eliminate lọai bỏ  some of the total risk.

22.

Which one of the following statements is correct concerning a portfolio beta?

(Câu nào sau đây là đúng khi nói về beta của danh mục đầu tư?)

a)

A portfolio of U.S. Treasury bills will have a beta of +1.0.

b)

The beta of a market portfolio is equal to zero.

c)

A portfolio beta cannot be computed from the betas of the individual securities comprising the portfolio because some risk is eliminated via diversification

d)

Portfolio betas range between -1.0 and +1.0.

e)

A portfolio beta is a weighted average of the betas of the individual securities contained in the portfolio.

23.

Which one of the following statements is correct concerning unsystematic risk?

(Câu nào sau đây là đúng khi nói về rủi ro không có hệ thống?)

a)

An investor is rewarded for assuming unsystematic risk

b)

Unsystematic risk is rewarded when it exceeds the market level of unsystematic risk

c)

Standard deviation is a measure of unsystematic risk.

d)

Beta measures the level of unsystematic risk inherent in an individual security

e)

Eliminating unsystematic risk is the responsibility of the individual investor.

24.

Which one of the following measures the amount of systematic risk present in a particular risky asset relative to the systematic risk present in an average risky asset?

(Trong các thước đo sau đây, thước đo nào đo lường mức độ rủi ro hệ thống hiện diện trong một tài sản rủi ro cụ thể so với rủi ro hệ thống hiện diện trong một tài sản rủi ro trung bình?)

a)

reward-to-risk ratio

b)

risk ratio

c)

standard deviation

d)

beta

e)

price-earnings ratio