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Texas State Laws 1

Total questions: 20

Worksheet time: 15mins

Name
Class
Date
1.

All of the following are considered unfair or deceptive acts in connection with the sale of insurance EXCEPT:

a)

Lacking standards for the investigation of an insured’s claims

b)

Delaying a settlement because there is other insurance that will satisfy any portion of the loss

c)

Stating facts or provisions in a way that misrepresents the true nature of the policy

d)

Attempting to settle a claim in which liability is clear

2.

An insurance company has published a brochure that inaccurately portrays the advantages of a particular insurance policy. What is this an example of?

a)

Twisting

b)

Defamation

c)

Unfair claims

d)

False advertising

3.

In which of the following situations is it legal to limit coverage based on marital status?

a)

Excessive number of divorces, as defined by the Insurance Code

b)

Divorce within the last six months of applying for insurance

c)

Legal separation during the application process

d)

It is never legal to limit coverage based on marital status

4.

An applicant for a license in Texas must include a statement with his application that provides information about all the following EXCEPT:

a)

Being refused a license

b)

Having held a license before

c)

Intending to apply for another license

d)

Having had a license revoked

5.

An agent licensed in Texas is moving to Kansas. Which of the following applies?

a)

The agent must inform all clients of the move and recommend a new agent

b)

Any of the agent's policies written in the 3 months leading up to the move will be reviewed by the Commissioner

c)

The agent has 30 days to notify the Department of Insurance of the new address

d)

The agent must refrain from writing insurance policies until after the move

6.

Which of the following is NOT a possible penalty for a violation of the Insurance Code?

a)

An administrative penalty

b)

A cease and desist order

c)

Payment of restitution

d)

A fine up to $100,000

7.

Concerning insurance, the definition of a fiduciary responsibility is:

a)

Handling assets or money belonging to others

b)

Handling insurer funds in a trust capacity

c)

Being liable for negligence with respect to clients' applications

d)

Maintaining an agent's personal funds

8.

All of the following could be considered rebates if offered to an insured in the sale of insurance EXCEPT:

a)

An offer to share in commissions generated by the sale

b)

Dividends from a mutual insurer

c)

Stocks, securities, or bonds

d)

An offer of employment

9.

When twin brothers applied for life insurance from Company A, the company found that while neither of them smoked and both had a very similar lifestyle, one of the twins was in a much stronger financial position than the other. Because of this, the company charged him a higher rate for his insurance. This practice is considered:

a)

Twisting

b)

Discrimination

c)

Controlled business

d)

Adverse selection

10.

Which of the following will NOT be considered unfair discrimination by insurers?

a)

Assigning different risk classifications to applicants based on gender identity

b)

Charging applicants with similar health histories different premiums based on their ethnicity

c)

Discriminating in benefits and coverages based on the insured’s habits and lifestyle

d)

Canceling individual coverage based on the insured’s marital status

11.

How many hours of continuing education can be carried over from one licensing period to the next?

a)

0

b)

Any excess hours

c)

2

d)

5

12.

A license may NOT be denied, suspended, or revoked if the licensee:

a)

Engages in fraud

b)

Materially misrepresents an insurance policy

c)

Deals with insurance outside the scope of the license

d)

Submits an unsigned insurance policy application

13.

An insurer publishes intimidating brochures that portray the insurer's competition as financially and professionally unstable. Which of the following best describes this act?

a)

Legal, provided that the other insurers are paid royalties for the usage of their names

b)

Illegal until endorsed by the Guaranty Association

c)

Illegal under any circumstances

d)

Legal, provided that the information can be verified

14.

Which of the following is an example of an agent's fiduciary responsibilities?

a)

Helping clients to file claims

b)

Forwarding premiums to the insurer

c)

Performing a review of clients' coverage

d)

Offering additional coverage to a client

15.

In order to transact business for a particular insurer, a producer must be:

a)

Appointed

b)

Resident

c)

Admitted

d)

Authorized

16.

An applicant for an adjuster license must meet all of the following requirements prior to issuance of the license EXCEPT:

a)

Submit the most recent tax return to the Department

b)

Pass the required licensing examination in the last 12 months

c)

Be at least 18 years old

d)

Pay the required fees to the Department

17.

Which of the following actions is NOT in violation of the Unfair Claims Settlement Practices Act?

a)

Refusing to pay claims without conducting a reasonable investigation

b)

Denying an unsubstantiated claim

c)

Failure to respond promptly on claims communications

d)

Delaying a settlement because there is an additional insurance policy on a loss

18.

All of the following must be true of an individual before a license can be issued EXCEPT that the:

a)

Applicant submitted their most recent tax return to the department

b)

Applicant passed the required licensing examination in the last 12 months

c)

Candidate has paid the required fees to the department

d)

Individual is at least 18 years old

19.

On its advertisement, a company claims that it has funds in its possession that are, in fact, not available for the payment of losses or claims. The company is guilty of:

a)

Misrepresentation

b)

Rebating

c)

Unfair claim practice

d)

Concealment

20.

If an insurer terminates an agent’s appointment, who must the insurer notify?

a)

Commissioner of Insurance

b)

NAIC

c)

The insurer does not have to notify any entities when it terminates an appointment, unless the termination is a result of an agent’s breach of ethics

d)

Federal government