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Personal Financial Planning MCQs

Total questions: 20

Worksheet time: 10mins

Name
Class
Date
1.

Personal financial planning primarily aims to

a)

Maximize tax payable

b)

Minimize expenditure only

c)

Achieve stated life-cycle goals with optimal use of resources

d)

Time the share market perfectly

2.

Which of the following is not a step in the financial-planning process?

a)

Establishing goals

b)

Implementing a plan

c)

Evaluating advertising campaigns

d)

Monitoring and revising the plan

3.

The term resource planning in personal finance refers to

a)

Allocating financial and non-financial resources toward goals

b)

Forecasting national GDP growth

c)

Only budgeting household income

d)

Purchasing real assets exclusively

4.

A positive ‘surplus’ in a cash-flow statement indicates

a)

Liquidity crisis

b)

Excess liabilities over assets

c)

Disposable funds available for investment or debt reduction

d)

Mandatory dividend distribution

5.

For a young professional in the accumulation life-cycle stage, the typical investment horizon is

a)

Very short-term (< 1 year)

b)

Medium-term (3-5 years)

c)

Long-term (10+ years)

d)

Undefined because horizons don’t apply

6.

Which demographic factor most directly increases risk tolerance in portfolio construction?

a)

Higher age

b)

Dependents increasing

c)

Stable high income and long time horizon

d)

Approaching retirement

7.

During the recession phase of a trade cycle, investors generally prefer

a)

High-beta growth stocks

b)

Speculative derivatives

c)

Defensive assets such as high-quality bonds or gold

d)

Leveraged real-estate deals

8.

An Exchange-Traded Fund (ETF) backed by physical gold gives the retail investor all of the following benefits except

a)

Ease of liquidity on stock exchanges

b)

Elimination of storage and security costs

c)

Guaranteed above-inflation real return each year

d)

Transparent pricing close to international spot rates

9.

Which one of these is not a real asset?

a)

Residential apartment

b)

Corporate bond

c)

Agricultural land

d)

Platinum bullion

10.

A primary merit of real estate as an investment is

a)

Perfect divisibility

b)

High liquidity at any time

c)

Potential for rental income and capital appreciation

d)

Zero transaction costs

11.

A common demerit of investing in precious metals is

a)

Low marketability

b)

Absence of periodic cash flow

c)

Exposure to credit-default risk

d)

100 % government control on pricing

12.

Over the past decade, which asset class in India has most consistently beaten inflation on a post-tax basis?

a)

Savings bank deposits

b)

Physical gold

c)

Equity mutual funds (diversified)

d)

Cash held at home

13.

Investing through an IPO rather than the secondary market can be preferable when

a)

The IPO is priced below intrinsic value and oversubscription is low

b)

Liquidity is the top priority

c)

One seeks instant exit opportunities on listing day despite large premiums

d)

The company has no prospectus available

14.

The grey market premium (GMP) discussed around IPOs indicates

a)

Likely listing gain expectation under informal trading

b)

RBI-mandated interest on application money

c)

Exchange-approved brokerage commission

d)

Dividend yield promised by the issuer

15.

Which pair correctly matches the avenue with its typical risk–return profile?

a)

Equity shares — Low risk / Low return

b)

Gold ETF — Moderate risk / Inflation-hedge return

c)

Government T-Bill — High risk / High return

d)

Venture capital fund — Low risk / Guaranteed return

16.

Liquidity risk is generally highest in

a)

Listed blue-chip equities

b)

Sovereign gold bonds traded on exchange

c)

Open-ended debt mutual funds

d)

Direct investment in commercial property

17.

Over the last five calendar years, Indian large-cap equity indices have delivered an average annualised return closest to

a)

2–3 %

b)

7–9 %

c)

12–14 %

d)

20–25 %

18.

If an investor buys shares after listing on the stock exchange, the transaction occurs in

a)

The primary market only

b)

The secondary market only

c)

Both primary and secondary markets simultaneously

d)

The grey market

19.

A key advantage of systematic investment plans (SIPs) in mutual funds is

a)

Timing the market for highest single-day gains

b)

Averaging purchase cost over market cycles (rupee-cost averaging)

c)

Lock-in of capital at fixed returns

d)

Elimination of all market risks

20.

Which statement best explains the diversification benefit?

a)

Combining assets whose returns do not move perfectly together reduces portfolio risk without proportionally reducing expected return.

b)

Spreading money across many stocks always guarantees higher returns than bank deposits.

c)

Holding only fixed-income assets eliminates inflation risk.

d)

Diversification has no effect on unsystematic risk.