FIN20016 3 Sept CFA II

Front

The basic format and general principles of the investment processes used to analyze investments, select securities, and construct portfolios, along with any changes that might materially affect those processes.

Back

What must Members and Candidates disclose to clients regarding their investment processes?

Front

Significant limitations and risks associated with the investment process.

Back

What significant information must be disclosed to clients and prospective clients?

Front

They must use reasonable judgment in identifying important factors for their investment analyses, recommendations, or actions and include those factors in communications with clients.

Back

What is required of Members and Candidates in terms of judgment when analyzing investments?

Front

They must distinguish between fact and opinion in the presentation of investment analyses and recommendations.

Back

What must Members and Candidates distinguish between in their presentations?