Assante Commissions

Multiple Choice

When an advisor wants to reimburse a client from their commissions, which document must they submit?

• LOD

• Overdraft request

• LOI request

• BDA request

Multiple Choice

What are the numbers assigned to every advisor for commission reporting purposes?

• CIFs

• Advisor IDs

• Associate IDs

• Branch codes

Multiple Choice

Who can you contact for assistance with commission inquiries?

• Commissions (commissions@

  assante.com)

• Account Updates (asacctupdate@

  assante.com)

• Processing (service@

  assante.com)

• Alice or Katherine (Commissions Team)

Multiple Choice

What do you need to use to retrieve the advisor's effective rate?

• Advisors Rewards Program

• Assante Compensation Schedule/

  Harmonized Grid

• Advisor Benefits

• Advisor Tax Receipt

Multiple Select

An assistant calls to ask for a copy of the advisor's commission statement. What can you do? (select ALL that apply)

• CSA can only send a commission statement to the Advisor

• CSA can send a statement copy to the assistant

• CSA can send a statement to Advisor’s email in ICM

• CSA can transfer the call to the Commissions team

Multiple Choice

The system used to retrieve an advisor commission statements is:

• AADB

• ICM

• ActionPro

• PureFees

Multiple Choice

A fixed rate on commission band of $500,000 is:

• 50%

• 65%

• 70%

• 76%

Multiple Choice

A payout rate on CIIS equity is:

• 50%

• 65%

• 75%

• 100%