N_9

Bank lends against

• Pledged units
• Dividend
• Nomination
• Redemption

SID is approved by

• Investor
• Sponsor
• AMC and Trustee
• Custodian

Cut-off time for NAV

• decided by AMC
• same for all scheme
• by trustee
• Prescribed by SEBI

preparation of WILL is pessimistic exercise, so it is better to avoid

• TRUE
• FALSE

Which document is not required for institutional investor

• P & L account
• Memorandum of the articles of association
• PAN card
• Authorized signatory list

Distributors are provided commission for up to

• 3 yrs
• 5 yrs
• 10 yrs
• investors stay invested

SEBI is responsible to develop a cadre of well trained agents and distributors

• TRUE
• FALSE

High regular income yield is indicator of scheme weakness

• TRUE
• FALSE

Who promotes MF

• Sponsor
• custodian
• AMC
• trustee

Liquidity risk is highest in

• Mid cap stocks
• Front line stocks
• Index stock
• Gilt security