INVESTMENT BANK

Which of the following is not the services provided by investment banks?

• Mergers and Acquisitions (M&A)

• Research Services

• Deposit Account Services

• Risk Management Services

What does investment management mean?

• Acting as intermediaries in trading for clients and foreign exchange management

• Leverage buyouts by private equity, the restructuring and recapitalization of companies, and the reorganization of troubled companies

• Involves highly technical and numerate employees working on creating complex structured derivative products

• Provide advice to investors to purchase, manage and trade various securities and other assets

Which model is applied under MFRS 9?

• Expected Cost Loss Model

• Expected Credit Loss Model

• Estimated Cost Loss Model

• Estimated Credit Loss Model

Why MFRS 9 designed to replace MFRS 139?

• To address the issue of earlier recognition of credit loss

• To address the issue of earlier recognition of trading loss

• To address the issue of late recognition of trading loss

• To address the issue of late recognition of credit loss

What is Effective Interest Rates?

• The rate that discounts estimated future cash flow through the expected life of loans

• The rate that discounts estimated past cash flow through the expected life of loans

• The rate that compounds estimated future cash flow through the expected life of loans

• The rate that compounds estimated past cash flow through the expected life of loans

Which and how many licenses will be hold by investment bank?

• futures broking license, merchant banking and a dealer’s license - 3

• merchant banking and a dealer’s license - 2

• a dealer’s license and futures broking license - 2

• futures broking license and merchant banking license - 2

What is the minimum capital funds required by investment banks that are not part of banking groups?

• RM 300 million

• RM 450 million

• RM 500 million

• RM 600 million

How many copies of financial statement have to lodge with BNM?

• 1

• 2

• 3

• 4