DBS-Training_Preventive vs Detective

Mr Mahesh works in cash operations, he receives a transaction cancellation request for one of the customers from the branch. He immediately cancels it without citing the reason and without his Line Manager’s approval. This is a failure of which control ?

• Preventive

• Detective

Ms Priya colleague of Mr Mahesh has a common access ID in the system .This is a failure of which control ?

• Preventive

• Detective

During the audit it was found that for a specific day there is discrepancy in the value of opening day balance from the system and from the paper. This is a failure of which control ?

• Preventive

• Detective

An employee forgot important documents on the table before leaving for the day. This is a failure of which control ?

• Preventive

• Detective

Mr Mahesh daily receives an consolidated sheet of daily logs, today he didn’t receive any. This is a failure of which control ?

• Preventive

• Detective