Intro Financial Regulation - Quiz 1

What of the following regulators / supervisors do you know?

• Basel Committee on Banking Supervision

• International Accounting Standards Board

• European Banking Authority

• European Central Bank

• All of them

Which ones of the following acts / laws of the EU are mandatory?

• Regulations

• Directives

• Decisions

• Technical Standards

Which of the following are non-prudential risks?

• Capital Risk

• Compliance Risk

• Conduct Risk

• Liquidity Risk

How many Pillars do Basel II have?

• 2

• 3

• 4

• 5

How many lines of defence does a bank have?

• 2

• 3

• 4

• 5

Which regulation(s) relate to the protection of customer data?

• GDPR

• IFRS9

• COREP

• Stress Test