Part 2 : eFPMR Preparation Training

Which of the following are the intermediaries in the stock market?

i. Investment banks

ii. Stock brokers

iii. Financial Institutions

iv. Institutional Investors

• i and ii

• ii and iii

• iii and iv

• All of the above

Who are the sophisticated investors?

i. An individual whose total net personal assets, or total net joint assets with his or her spouse, exceeds RM3 million, excluding the value of the individual's primary residence

ii. An individual who has a gross annual income exceeding RM300,000 in the preceding 12 months

iii. An individual who, jointly with his or her spouse, has a gross annual income of RM400,000 in the preceding 12 months

• i and ii

• i and iii

• i only

• All of the above

Both sophisticated investor and non-sophisticated investor can trade in which of the following markets?

i. Main Market

ii. Ace Market

iii. Leap Market

• i only

• iii only

• i and ii

• i and iii

• i, ii and iii

Bank Negara Malaysia, a holder of CMSL and licensed insurance company are sophisticated investors in which of the following category?

• Institutional Investors

• Accredited Investors

• High-Net Worth Entities

• High-Net Worth Individuals

Which are the guidelines for Sophisticated Investor?

• Equity guidelines [CF]

• Sales and practice of unlisted capital market [SI]

• Lodge and launch framework [SP]

• Prospectus guidelines [CF]

The followings describe about ETF EXCEPT

• compromise a portfolio of securities

• listed and traded on the exchange

• to track the performance of a designated index

• rights of ownership of the company

Anna will retire for next 30 yrs. She plan for her retirement fund and her risk is low. What type of fund are suitable for her?

i. Bond

ii. ETF

iii. Unit Trust

iv. Share

• i and ii

• i and iii

• ii and iii

• iii and iv

The Islamic capital market operates in compliance with shariah requirements which prohibits which of the following elements?

i. riba - interest

ii. gharar - excessive uncertainty

iii. maisir - gambling and speculative

iv. bai' 'inah - sale with immediate repurchase

• i and ii

• i, ii and iii

• i, iii and iv

• ii, iii and iv

• All of the above

A contract whereby a lessor (owner) leases out an asset to a lessee at an agreed lease rental for a predetermined lease period. The ownership of the leased asset shall always remain with the lessor.

What type of Islamic capital match above?

• Istisna

• Ijarah

• Salam

• Mudharabah

• Wakalah

Which of the followings include Sale & Purchase in their principles?

i. Salam

ii. Mudharabah

iii. Ijarah

iv. Murabahah

• i and ii

• ii and iii

• i and iii

• i and iv