True Or False Game

All Materials carrying the Company's name and logos will be produced by staff of the Company's designated vendors. The Agency Force is prohibited from creating their own Materials carrying the Company's name and/or logos. Is this statement TRUE or FALSE?

• True

• False

Please select the Top Agency Governance Taskforce cases:

i. Unauthorised KWSP submission.

ii. Fraud: Money Received Not Invested.

iii. Unauthorised Redemption/ Switching.

iv. Pre-signed/Pre-Thumbprint forms.

• i & ii

• All the above

• i, ii & iii

• ii, iii & iv

Do agents require completing the Investor Suitability Assessment Form (ISAF) for Corporate upon closing sales?

• Yes

• No

A Unit Trust Scheme / Private Retirement Scheme Consultant shall not make any misrepresentations or conceal any terms of any investment or proposed investment in the Company's products. Is this statement True or False?

• True

• False

State the stages of Money Laundering.

• Placement, Integration, Layering

• Integration, Placement, Layering

• Placement, Layering, Integration

• Layering, Integration, Placement

In step 2 of Wealth Advisory Approach, all client's information gathered should be kept as private and confidential. Is this statement TRUE or FALSE?

• True

• False

A customer SHOULD NOT be tipped off the impending suspicious activity. Is this statement True or False?

• True

• False

Tipping Off: Commits an offence and shall on conviction be liable to a fine not exceeding three (3) million ringgit or to imprisonment for a term not exceeding five (5) years or to both. Is this statement True or False?

• True

• False

How many Asset Allocation categories are there as recommended by Principal?

• 5

• 6

• 3

• 4

Failure to report suspicious transaction is an offence punishable upon conviction by a:

• Fine not exceeding RM 5million and/or imprisonment of 2 years

• Fine not exceeding RM60,000 and/or imprisonment of 1 year

• Fine not exceeding RM1,000,000.00 and/or imprisonment of 3 years

• Fine not exceeding RM 2 million and/or imprisonment of 2 years