Trivia Time Season 2

What is OpusAM’s whistleblower channel email address?

•      [e-mail]

•      [e-mail]

•      [e-mail]

•      [e-mail]

True or False:

 

All employees of OpusAM is allowed to donate on behalf of OpusAM to any political parties to show their support.

•    True

• False

Bobby, a CMSRL holder, was licensed on the 31st January 2019. When will his anniversary date be?

• 31st December 2019

• 30th January 2020

• 31st January 2020

• 31st December 2020

After obtaining the CMSRL, the representatives must satisfy certain training requirements. What is the name of the programme?

• Continuing Professional Education

• Continuing Professional Development

• Continuing Performance Education

• Continuing Performance Development

What are the regulated activities OpusAM can carry out?

 

I. Dealing in securities restricted to unit trust products

II. Dealing in derivatives

III. Fund management in relation to portfolio management

IV. Dealing in private retirement schemes

• I & II only

• I & III only

• I, II & III only

• III & IV only

What are the required SC Licensing Examination modules a person has to sit for if he wishes to apply to be a CMSRL holder regulated activities in fund management?

 

I. Module 8

II. Module 9

III. Module 10

IV. Module 11

• I & II only

• II & III only

• III & IV only

• I & IV only

What funds/portfolio can a CMSRL holder of OpusAM sell?

 

I. Discretionary mandates

II. Wholesale funds

III. Unit trust funds

IV. Private retirement schemes

• I & IV only

• I & II only

• I, II & III only

• II, III & IV only

What is the minimum age to sit for SC’s licensing exam?

• 18 years old

• 19 years old

• 20 years old

• 21 years old

What is OpusAM’s business registration number?

• 199601042272 (414625-H)

• 199601042272 (414625-T)

• 199601042272 (414625-C)

• 199601042272 (414625-F)

What is the objective of a sales call?

• To close sales

• To make new friends

• To get an appointment