Malaysian Financial system Ch2

“Large exposure” under BNM guideline on single counterparty exposure limit is  

        defined as:

•   Equal or more than 10% of banking institution’s total capital

• More than 10% of the banking institution’s total capital

•   More than 25% of the banking institution’s total capital

• More than 30% of the banking institution’s total capital

Under the BNM guideline, the single counter party shall not exceed the percentage of total capital of the FI as follows:

 

• 25%

• 30%

• 10%

• 15%

Under S 92, FSA 2013 states that an individual shareholder cannot hold more than what percentage in shares of the FI?

 

• 10%

• 15%

• 20%

• 33%

Banking secrecy is covered under which section of the FSA 2013?

 

• S 133

• S 93

• S 248

• S 250

The offences in relation to entries in documents not limiting to false entries or  

      omissions, alteration, concealment or destruction in books, records, statements, etc Or altering, forging, destroying, mutilating, defacing, removal any document is provided under which section of the FSA 2013?

• S. 248

• S. 133

• S. 47

• S. 87

Under which provision of the FSA 2013, where it is also an offence to attempt, abet or perform act preparatory to the commission of the offence (whether the offence was subsequently carried out or not)

 

• S. 254

• S. 256

• S. 251

• S. 249

Which of the following statements are true about Bank Simpanan Nasional (BSN)  

       except?

• The deposits received by BSN are not guaranteed by the government

• BSN is supervised by Bank Negara Malaysia

• BSN’s funds are channelled to housing, personal credit cards, HP and corporate loans

• BSN plays the role as a national savings bank

   

   

Which one of the following is NOT a major function of Bank Negara Malaysia?

• Adviser to the government on monetary and financial matters

• Lender to the government

• Lender of last resort to the banks

• Manager of the foreign exchange reserves

S. 47(3) Definition of “related party transactions” involving

i. A director, officer, shareholder.

ii. Any person to influence or control or affect decisions.

iii. A relative or dependent of the above.

A iv. Any person as specified by BNM and may cause conflict of interest.

• i only

• i & ii

• i, ii & iii

• All of the above

What is the paid-up capital of Bursa Malaysia Berhad?

•    paid up RM250m

• Paid up RM500m

• Paid up RM750m

•   Paid up RM200m