quiz 4

A better performance than the return on index is given by

• Passive fund manager
• An active fund manager
• All fund managers
• Non fund manager

Emerging or new channel for distributors/marketing of mutual funds in India is

• Internet
• Stock Exchange
• All of the above
• None of the above

Trail commission means paying

• No commission at all
• The entire commission upfront
• Part of commission up front and balance in phases
• The entire commission after five years

Agents are compensated by mutual funds

• Through salaries
• Through commission
• Through an annual fees
• Not in cash but in kind

The fund sponsors should have a sound financial track record of

• 7 years
• 5 years
• 12 months
• 3 years

Which of the following are self regulatory organization(SRO)

• BSE
• SEBI
• AMFI
• RBI

Bank owned mutual fund are supervised by

• SEBI
• Jointly by SEBI & RBI
• RBI
• AMFI

A passive fund manager

• Researches stocks extensively
• Does not buy and sell stocks often
• Does not have to go through the process of stock selection
• Does not have to track stocks

Debt securities bought at a discount to their face value are generally

• Interest bearing
• Zero coupon bonds
• Paying interest at a floating rate
• None of the above

When interest rates rise, bond prices

• Also rise
• Are not affected
• Falls
• Fluctuate either up or down