Thị trường tài chính và các định chế tài chính

A public company having shares listed at the Stock Exchange or a Stock Exchange Center when buying back its own shares must disclose information on the redemption before the date of implementation of the redemption at the latest:

• 5 days

• 7 days

• 10 days

• 15 days

 

One of the conditions for listing bonds at the Stock Exchange in Vietnam is:

• Being a joint-stock company, limited liability company, state-owned enterprise with charter capital contributed at the time of listing registration of VND 50 billion or more calculated according to the value stated in the accounting books

• Being a joint-stock company, limited liability company, state-owned enterprise with charter capital contributed at the time of listing registration of VND 80 billion or more calculated according to the value stated in the accounting books

• Being a joint-stock company, limited liability company, state-owned enterprise with charter capital contributed at the time of listing registration of VND 100 billion or more calculated according to the value stated in the accounting books

• None of the sentences are correct

A form of guarantee in which the underwriter commits to buy all of the issuer's securities whether they can sell out or not is called:

• All or no guarantee

• Guarantee with maximum effort

• Guarantee with firm commitment

• Guarantee with minimum limit

One of the conditions for initial public offering in Vietnam

is:

• Having a minimum capital of VND 10 billion, business activities of 2 consecutive years before the registration year must be profitable.

   

• With a minimum capital of USD 10 billion, the business activities of the year immediately preceding the year of issuance must be profitable.

• Having a minimum capital of VND 5 billion, business activities of 2 consecutive years before the registration year must be profitable.

• Having a capital of at least VND 5 billion, business activities of the year immediately preceding the year of issuance must be profitable.

Based on the mode of operation, the stock market includes:

• 3rd market and OTC market

• Centralized and decentralized markets

• All are correct

• All are wrong

Open-ended securities investment fund means a fund that:

• Have certificates listed on the stock market

• Continuous issuance of fund certificates

• Do not repurchase fund certificates

• Only issue fund certificates once

The Board of Directors, the Board of Directors, the Supervisory Board of the Listed Company must hold:

• at least 20% of the Company's share capital.

• at least 20% of the share capital owned by them for 3 years from the date of listing.

• at least 50% of the shares owned by them within 3 years from the date of listing.

• at least 30% of the shares owned by them in 3 years from the date of listing.

The market for the first sale of newly issued securities is

• Currency market

• Primary market

• Secondary market

• Official market

The maximum holding ratio of foreign investors to shares of a market-listed organization at the stock market in Vietnam are:

• 25%

• 27%

• 35%

• 49%

Upon bankruptcy, dissolution of the company, bond holders will be repaid:

• Before mortgaged loans and payables

• Before tax

• After mortgaged loans and payables

• Before shareholders holding preferred stock and common stock