Global NC KYC

ID number:

Wave

Role:

If we receive a valid POI. CIP status verified, DOB mismatch and name match with account information. What do you do?

• Update name and accept the POI

• Update DOB an reject the POI

• Update name and reject the POI

• Update DOB and accept the POI

Process: Name Change, if we receive a valid POI, CIP status verified, DOB match and name complete mismatch with account information. What do you do?

• Holistic Review, if it does not match, reject the document as “Change of ownership”​

• Update name and accept the POI.​

• Holistic Review, if it does not match, reject the document as “Complete name does not match”​

If we receive a valid POI. CIP status unverified, DOB match and name complete mismatch with account information. What do you do?

• Update DOB and accept the POI

• Update name and reject the POI

• Update name and accept the POI

• Update DOB and reject the POI

According to the Global Name Format in PT market first name and last surname must be registered on account per POI.​

• True

• False

Name change process: Business Account. Mostly markets POI and LOA required. If you received POI only and you need LOA. What Reason of Rejection should you use?

• Rejected and Customized Communication Needed

• Wrong document received

• POI missing information

What tool do we use in C2 market to update name?

• Word

• One note

• Translator

We can update the name in HK market to either Chinese or Cyrillic version​.

• True

• False