Aug Quiz

Tax document is needed for clients onboarding to CBSG

• True

• False

We need to collect IDs for all directors

• True

• False

We can accept Certificate of Good Standing and Incumbency that are dated within 12 months for INTX only

• True

• False

We can accept a typed signature for tax documents

• True

• False

To send the case over to EDD, we will have to manually send it to the 'Institutional Onboarding Compliance' queue

• True

• False

If there is a "Account Closure" (MAC) flag on a deleted Admin account, we can still proceed with onboarding as per usual

• True

• False

When collecting Operating Agreement, we need to ensure that the document is signed

• True

• False

Bearer shares questions is no longer required for INTX

• True

• False

Client can use the same email address for their INTX and Exchange application.

• True

• False

Client legal entity name is ABC, LLC and we receive a bank statement with ABC LLC as legal entity name. Can we accept this bank statement?

• Yes

• No