Function of managerial finance are

• Planning for investment

• Working Capital Decisions

• Raising of Funds

• All of the above

What is one of the primary roles of stock broking companies in the financial industry?

• Stock broking companies facilitate the buying and selling of stocks and other securities on behalf of investors

• Stock broking companies act as regulatory authorities overseeing the operations of stock exchanges

• Stock broking companies are responsible for auditing financial statements of publicly traded companies

• Stock broking companies provide insurance services to protect investors from market volatility

What benefits does an Initial Public Offering (IPO) provide to a company, with one of the following options not being among them?

• Enabling cheaper access to capital

• Creating multiple financing

• Increasing exposure, public image and prestige

• Increasing market capitalization

What are the reasons for listing?

• consider economic condition and environment, component of capital will influence decision of investment

• Higher profile, confidence, expansion, additional funds

• enlarging & diversifying equity base, enabling cheaper access to capital, creating multiple financing opportunities

• depository services & information services

Which of the following is not the regulatory bodies in Malaysia?

• Bank Negara Malaysia

• a)       Bursa Malaysia Berhad

• Bursa Malaysia Depositories Sdn Bhd

• Bursa Malaysia Sdn Bhd

Which are not an objective of BAFIA:

                    i. To provides new laws for licensing and regulation of the institutions carrying on banking, finance company, merchant banking and money-broking business.

                   ii. To provide law enforcement of agencies to freeze, seize and forfeit terrorist property

                 iii. To provide the Central Bank with the power to speedily investigate and prosecute, if necessary, any illegal activities to reduce white-collar crime.

                 iv. To approves the amendments to the rules of a Stock Exchange and clearing house

• i and iv

• ii and iii

• i and ii

• ii and iv

Who are the primary regulators responsible for overseeing the banking and finance industry in Malaysia?

• BAFIA

• Bank Negara Malaysia and Securities Commission

• Bank Negara Malaysia

• SIA1983

What are the securities traded in Malaysia

• Bonds

• Diamond

• Gold

• Life Insurance

Capital Market and Services Act 2007 (CMSA) is the regulations to maintain investor’s confidence. The regulated activities under CMSA 2007 are:

 i. Law enforcement agencies

ii. Advising on corporate finance

iii. Fund Management

iv. Provide new laws 

• i and iv

• ii and iii

• ii and iv

• i and iii

The main roles of Securities Commissions are

i. Act as a single regulatory body as to promote the development of capital market

ii. To take responsibility for streamlining the regulations of the securities market

iii. To promote and maintain fair

iv. To serve as an agency to incorporate companies

v. Handles monitoring and enforcement activities

• i, ii and iii

• all of above

• ii, iv and v

• ii, iii and v