NISM - Depository Quiz

Which of the following is not a capital market intermediary?

• Mutual Funds

• Depositories

• RTA

• Custodians

Which Act protects the interest of the investors?

• SCR Act, 1956

• Depositories Act, 1996

• SEBI Act, 1992

• PML Act , 2002

Which Act provides the central government & SEBI control over the stock exchanges?

• Depositories Act, 1996

• PML Act , 2002

• SEBI Act, 1992

• SCR Act, 1956

The_____ Act ensures free transferability of securities with speed, accuracy and security.

• PML Act , 2002

• SEBI Act, 1992

• SCR Act, 1956

• Depositories Act, 1996

The Depositories Act envisages transfer of ownership of securities ____ by _____

• electronically, book entry

• Manually, book entry

• physically, book entry

• electronically, ledger entry

The system where physical securities are converted into electronic form is called ___

• Rematerialisation

• Dematerialization

• Immaterialisation

• Electronification

The agent of a depository is called 

• RTA

• Depository Participant

• Issuer

• Depository Agent

The depository is recorded in the books of the issuer as a ______ and in the records of the depository the security holder is recorded as the______.

• Beneficial Owner, Registered Owner

• Corporate Owner, Beneficial Owner

• Registered Owner, Beneficial Owner

• Beneficial Owner, Registered Owner

The _____ enables the setting up of multiple depositories in the country.

• SEBI Act

• RBI Act

• FEMA

• Depositories Act

Expand NSDL.

• National Shares Depository Limited

• National Securities Depository Limited

• National Securities Depositories Limited

• New Securities Depository Limited