MR E-Learning (Part 3)

Which of the following elements are prohibited in the operation of the Islamic Capital Market?

i) Gambling and Speculative Activities

ii) Payment or receipt of interest

iii) Cost-plus financing arrangements

iv) Activities with elements of uncertainty

• (i) and (iii)

• (ii) and (iv)

• (i), (ii) and (iv)

• (ii), (iii) and (iv)

All of the following are licensed intermediaries in the Malaysian capital market, except

• Derivatives brokers

• Research houses

• Fund management companies

• Capital market industry associations

In respect of the above description of capital market participant is the definition of

• An issuer

• An investor

• An intermediary

• A regulator

Which of the following economic indicators affect the value of securities and market performance?

• (i) and (iii)

• (i), (ii) and (iv)

• (ii), (iii) and (iv)

• All of the above

All of the following instruments are capital market products in Malaysia, EXCEPT

• Futures

• Structured products

• Exchange-traded funds

• Fiat Money

Effective marketing skills requires the following skills, EXCEPT

• Adapting to prospect's needs

• Understanding the prospect

• Positioning your authority

• Seeing from prospect's position

Which organization requires the marketing and distribution of unit trust and private retirement scheme?

• Financial Planning Association Malaysia

• Private Pension Administrator Malaysia

• Malaysian Association of Asset Managers

• Federation of Investment Managers Malaysia

Which of the following descriptions of the capital market are CORRECT?

(i) It is where shares and bonds are traded

(ii) It is where only new securities are traded

(iii) The issuers of securities are companies and governments

(iv) Corporations can secure short-term financing such as bank loans

• (i) and (iii)

• (i) and (iv)

• (ii) and (iii)

• (ii), (iii) and (iv)

Chandran, aged 61, recently retired and is planning to invest some of his savings in the capital market which would provide _____ of risk. Which of the following investment products would meet Chandran's investment objectives?

• Bonds

• Shares

• Derivatives

• Hedge Funds

How well do you know your industry associations?

"Development of the unit trust market and private retirement scheme (PRS)"

• ASCM

• MAAM

• FIMM

• MIBA