NISM Chapter 3 4%
Authored by NS INVEST
Financial Education
Professional Development
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29 questions
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1.
MULTIPLE CHOICE QUESTION
1 min • 1 pt
Mutual funds are constituted as 'Trusts' in India. Who are the beneficiaries of the trust?
2.
MULTIPLE CHOICE QUESTION
1 min • 1 pt
Who handles the day-to-day management of the mutual fund?
3.
MULTIPLE CHOICE QUESTION
1 min • 1 pt
Whose job is it to track the various corporate actions like bonus, dividend, or rights issue in companies where the mutual fund scheme has invested?
4.
MULTIPLE CHOICE QUESTION
1 min • 1 pt
Registrar and Transfer Agency function must be independent of the Asset Management Company, and it cannot be retained in-house. State whether this statement is True or False?
5.
MULTIPLE CHOICE QUESTION
1 min • 1 pt
With which agency are the mutual fund distributors registered?
6.
MULTIPLE CHOICE QUESTION
1 min • 1 pt
AMFI is neither a regulatory body nor a Self- Regulatory Organisation (SRO). State whether it is true or false?
7.
MULTIPLE CHOICE QUESTION
1 min • 1 pt
What is the minimum percent of networth of the AMC to be constituted by sponsors?
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