CN2-B7-SAP XEP 1
Authored by Chi Pham
World Languages
University
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8 questions
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1.
FILL IN THE BLANK QUESTION
45 sec • 1 pt
A以纽约证券交易所和纳斯达克证券市场为代表，
B美国股票市场
C是全球最发达、最具影响力的市场之一
2.
FILL IN THE BLANK QUESTION
1 min • 1 pt
A由政府机构、自律组织及市场参与者
B美国股票市场
C以维护市场秩序、促进市场长效发展
D共同构成了多层次、综合性的监管体系，
3.
FILL IN THE BLANK QUESTION
1 min • 1 pt
A自觉接受监管机构的监督管理，
B投资者、上市公司、证券公司等
C在市场参与者层面，
D约束自身行为规范，
E均须自觉遵守相关法律法规、行业规则，
F共同维护市场的稳定、发展。
4.
FILL IN THE BLANK QUESTION
1 min • 1 pt
A是欧洲资本市场的重要一极，
B以法兰克福证券交易所为代表，
C其监管体系由政府监管与自律管理构成。
D德国股票市场
5.
FILL IN THE BLANK QUESTION
1 min • 1 pt
A防止违法违规交易行为的发生，
B确保市场参与者遵守相关规章，
C联邦金融监管局侧重于行为监管，
6.
FILL IN THE BLANK QUESTION
1 min • 1 pt
A其监管体系
B以东京证券交易所为代表，
C日本股票市场
D在亚洲地区的影响力位居前列，
E采用政府监管加自律管理相结合的运行模式
7.
FILL IN THE BLANK QUESTION
1 min • 1 pt
A通过制定行业规则、监督市场主体行为等途径，
B对市场微观层面进行管理，
C在自律监管层面，
D提升市场的规范性与运行效率
E证券交易所、证券业协会等自律组织
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