Compliance Audit_Session 6

The elements of a  Compliance Audit Report shall be communicated through the issuance of:

• A. Audit Observation Memorandum

• B. Notice of Disallowance

• C. Management Letter

The _________, prior to the issuance of audit reports, shall conduct a review on the outputs prepared by the Audit Team Leaders.

• A. Supervising Auditors

• B. Assistant Directors

• C. Cluster/Regional Directors

The CA Report should be transmitted to the end-user/responsible party within _________ after the last day of fieldwork.

• A. Two months

• B. Three months

• C. Four months

Within _____ days upon receipt of the AAPSI from the agency, the auditors shall validate the same. 

• A. 30

• B. 40

• C. 60

After validation, the auditors shall submit the revised Action Plan Monitoring Tool (APMT) to the Cluster/Regional Director concerned for monitoring purposes, within _______ days. 

• A. 30

• B. 40

• C. 60