Investment Banking Roles Quiz

What is the primary responsibility of an Analyst in investment banking?

• Leading client relationships

• Conducting financial analysis and modeling

• Originate new business opportunities

• Represent the firm at industry conferences

Which role is responsible for managing Analysts and ensuring the quality of their work?

• Senior Analyst

• Vice President

• Associate

• Managing Director

Who typically leads client relationships and oversees high-level deal structuring?

• Associate

• Vice President

• Relationship Manager

• Managing Director

What is a core responsibility of a Managing Director (MD)?

• Building financial models

• Supervising junior staff

• Driving revenue by sourcing major deals

• Ensuring compliance with regulations

Which investment banking function involves client-facing roles that directly generate revenue?

• Front Office

• Middle Office

• Back Office

• Compliance

What is a key responsibility of the Middle Office in investment banking?

• Ensuring regulatory compliance

• Managing client relationships

• Driving revenue generation

• Drafting pitch books

Which role in the Back Office ensures smooth processing of transactions and settlements?

• Risk Analyst

• Associate

• Compliance Officer

• IT Specialist

What is the key distinction between the Buy-Side and the Sell-Side in finance?

• Buy-Side focuses on selling stocks, while Sell-Side focuses on buying bonds.

• Buy-Side specializes in compliance, while Sell-Side trades securities.

• Buy-Side issues IPOs, while Sell-Side manages portfolios.

• Buy-Side manages assets for clients, while Sell-Side facilitates transactions.

What is a typical task for a Vice President in an investment bank?

• Conducting industry research

• Developing financial regulations

• Representing the firm at public events

• Delegating and overseeing Associate and Analyst work

Which of the following roles focuses heavily on originating new business opportunities and strengthening client relationships?

• Associate

• Vice President

• Director/SVP

• Risk Analyst