ÔN TẬP MÔN HỌC THỊ TRƯỜNG CHỨNG KHOÁN

The financial market is where capital is mobilized.

• Short term.

• Medium term.

• Long term.

• Short term, medium term, and long term.

According to the principle of intermediaries, transactions on the stock market are concentrated through intermediaries which are:

• Securities companies.

• Commercial banks.

• Investment funds.

• Financial companies.

Issuers include:

• Government, local authorities, joint stock companies, limited liability companies.

• Securities companies, fund management companies.

• Financial intermediary organizations.

• Underwriting organizations.

Which of the following statements about the primary market is incorrect?

• It is the only place where securities provide capital for issuers.

• The offering price of securities is determined by the issuing organization.

• Investors can buy and sell securities multiple times in the market.

• It is the market for buying and selling newly issued securities.

The main operations of a securities company include:

• Brokerage, Proprietary trading, Underwriting, Investment consulting.

• Brokerage, Proprietary trading, Fund management, Financial support.

• Brokerage, Underwriting, Investment consulting.

• Proprietary trading, Fund management, Underwriting, Financial support.

A joint stock company has the following characteristics:

What is the level of responsibility of shareholders for the activities of a joint stock company?

• Only responsible within the scope of their contributed capital.

• Responsible for all activities of the company.

• A&B are both correct.

• All are incorrect.

A joint stock company that has shares offered to the public is called what?

What is a public offering of shares called?

• Joint stock company.

• Internal joint stock company.

• Public joint stock company.

• Includes all of the above.

Based on the trading location, the stock market is divided into:

• Primary market and secondary market.

• Stock market and bond market.

• Centralized market and decentralized market.

• Stock market and derivative stock market.