Role of SEBI and Grievance and redressel

The video discusses the role of SEBI as a regulatory body in the Indian stock market, likening it to a referee in a football game. SEBI's objectives include investor protection, market regulation, and development. It performs protective, regulatory, and developmental functions, leading to increased market transparency and investor confidence. The video also explains the grievance redressal mechanisms available through stock exchanges and SEBI, emphasizing the importance of understanding these processes to protect investor rights.

What role does SEBI play in the stock market?

• It manages the national budget.

• It sets interest rates for banks.

• It provides loans to investors.

• It acts as a referee to ensure fairness.

Which of the following is NOT a function of SEBI?

• Protecting investors from fraud

• Regulating market practices

• Developing new financial instruments

• Issuing currency notes

How has SEBI's regulation impacted companies?

• Companies can operate without licenses.

• Companies are exempt from taxes.

• Companies must be more transparent.

• Companies can hide their financials.

What is the first step an investor should take if they have a grievance?

• Ignore the issue

• Directly approach SEBI

• Contact the concerned company or intermediary

• File a complaint with the court

What is the role of the Investor Service Cells (ISC) at stock exchanges?

• To provide investment advice

• To set stock prices

• To address investor complaints

• To offer loans to investors

What is the SEBI Complaints Redress Mechanism (SCORES)?

• A financial literacy program

• A web-based grievance redressal system

• A system for trading stocks

• A stock market prediction tool

If an investor is not satisfied with arbitration, what can they do next?

• Request a refund from SEBI

• File a complaint with the police

• Appeal to the appellate arbitrator panel

• Accept the decision