Why the Feds Are Prowling Wall Street Parties

The transcript discusses the SEC's shift towards specialization and market expertise, attending conferences to better understand financial markets. It highlights the introduction of whistleblower awards as part of Dodd Frank, aiming to encourage reporting of misconduct. The SEC's focus on conferences related to the financial crisis legacy is noted, despite budget constraints. Concerns about the close relationship between regulators and the industry are raised, with mixed reactions from traders about the SEC's proactive approach.

What changes have been made to the SEC's approach to understanding markets since the financial crisis?

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How does the SEC aim to create dialogue with market participants at conferences?

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What role do whistleblower awards play in the SEC's strategy?

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What concerns are raised about the mingling of regulators and the regulated at conferences?

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What has been the reaction of traders to the SEC's presence at conferences?

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