Major Federal Securities Laws - Explained
Interactive Video
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Business, Social Studies
•
University
•
Hard
Wayground Content
FREE Resource
The video tutorial explains the Securities Act of 1933, which governs the initial issuance of securities by business entities, and the Securities Exchange Act of 1934, which regulates subsequent trading of these securities. The 1934 Act also established the Securities and Exchange Commission to oversee this area. Both acts impose civil and criminal liabilities and require disclosure from issuers and purchasers. The tutorial highlights the importance of understanding these regulations for anyone involved in securities transactions.
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3 mins • 1 pt
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