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The Securities Exchange Act of 1934
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The video explains the Securities Exchange Act of 1934, which regulates the trading of securities after their initial issuance, unlike the 1933 Act that focuses on initial issuances. It covers issuers, brokers, dealers, and requires periodic disclosures. The 34 Act established the SEC and mandates routine and special filings for material events. It includes rules against insider trading and sets regulations for securities exchanges.
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