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Chapter 11 Review

Total questions: 33

Worksheet time: 17mins

Name
Class
Date
1.

You will always make money when investing.

a)

True

b)

False

2.

You will have to pay a penalty when taking money out of a savings account

a)

true

b)

false

3.

Which type of mutual funds invests in stocks and bonds and seeks to provide steady and reliable dividends?

a)

global funds

b)

growth funds

c)

income funds

d)

balanced funds

4.

Which type of mutual fund invests in short-term securities that go up and down with the current interest rate and economy?

a)

new venture funds

b)

money market funds

c)

stock funds

d)

index funds

5.

When rental income exceeds the cost ownership, the owner is...

a)

none of the above

b)

depreciation

c)

negative cash flow

d)

positive cash flow

6.

Which of the following types of bonds can be bought for half the face value?

a)

I bonds

b)

Treasury notes

c)

EE bonds

d)

all of the above

7.

All of the following are true about investment clubs except

a)

they consist of groups of people who pool their money together

b)

they can take part in direct investing and indirect investing

c)

they often have slated goals and buy investments to reach those goals

d)

they make only low-risk investments

8.

Which of the following types of bonds allows the issuer to repay the bond early (before the maturity date) at a set amount

a)

convertible bond

b)

zero coupon bond

c)

junk bond

d)

callable bond

9.

Which of the following retirement plan is tax-deferred plan for employees of nonprofit organizations?

a)

401 (K) plan

b)

pension plan

c)

spousal plan

d)

403 (B) plan

10.

Which of the following retirement plan is tax-deferred plan in which employers (for profit) sometimes match a portion of employee contributions?

a)

403 (B) plan

b)

pension plan

c)

401 (K) plan spousal plan

11.

A Roth IRA

a)

cannot provide tax-free earnings

b)

requires that you withdraw your money at age 70 1/2

c)

does not allow you to make pre-tax contributions

d)

all of the above

12.

Speculative-grade bonds are also known as

a)

junk bonds

b)

corporate bonds

c)

municipal bonds

d)

investment bonds

13.

A corporate bond is redeemed for its

a)

coupon rate

b)

coupon rate less interest earned

c)

discount rate

d)

face value

14.

Which of the following investments is the most illiquid

a)

CD

b)

brokerage account

c)

real estate

d)

money market fund

15.

Which of the following types of bonds can be exchanged for shares of common stock?

a)

collable bonds

b)

zero coupon bonds

c)

junk bonds

d)

convertible bonds

16.

Which of the following is medium risk?

a)

US savings bond

b)

CD

c)

mutual fund

d)

checking account

17.

Starting a business or buying a business are the only two ways to invest in business ownership

a)

true

b)

false

18.

Which of the following types of investments is a form of indirect investments?

a)

individual stocks

b)

US savings bonds

c)

savings account

d)

mutual funds

19.

Which of the following investment options typically has the highest risk?

a)

bonds

b)

mutual funds

c)

savings accounts

d)

individual stocks

20.

Which of the following types of investment is a form of direct investing?

a)

mutual funds

b)

individual stocks

c)

business ventures

d)

real estates investment trusts

21.

If you redeem a CD early

a)

you may lose part of the interest you earned

b)

you cannot be charged an early withdraw penalty

c)

you pay no penalty

d)

All of the above

22.

A future contract transfers ownership of a commodity at a later date

a)

true

b)

false

23.

Common stock less risky investment that preferred stock or bonds

a)

true

b)

false

24.

A retirement account becomes portable when itis vested and can be rolled over to another account

a)

true

b)

false

25.

There is no limit to the amount an employee can contribute to a 401 (K) plan

a)

true

b)

false

26.

Deposits to a SEP account are taxed at the time they are made

a)

true

b)

false

27.

Some corporate bonds pay interest semiannually at the coupon rate.

a)

true

b)

false

28.

Series EE US savings bonds are subject to federal income tax unless they are used to finance education.

a)

true

b)

false

29.

A money market deposit account at a bank is a high-risk investment because it is not insured

a)

true

b)

false

30.

A typical CD is not a liquid investment because you must pay a penalty if you withdraw the money before the stated time.

a)

true

b)

false

31.

Most savings accounts are safe because they are insured by the FDIC

a)

true

b)

false

32.

Savings accounts typically have early withdraw penalties

a)

true

b)

false

33.

What insures a Credit Union

a)

NBUA

b)

NCUS

c)

NCUA

d)

CNUA