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WorksheetsFinancial Markets_NGP Region
Total questions: 15
Worksheet time: 4hrs 45mins
Tax rate applicable to Individual investor who invest in other than equity oriented fund and holding period is more than 36 months
20% ( With Indexation )
20% ( Without Indexation )
10% ( With Indexation )
As per tax slab
Select correct statement from below
ETFs are active fund
ETFs are passive fund
ETFs not traded on stock exchange
ETFs invest in equity only
As per SEBI guidelines investment pattern of Midcap fund should be
Minimum investment in equity & equity related instrument should be 80% of total asset class
Minimum investment in equity & equity related instrument should be 50% of total asset class
Minimum investment in equity & equity related instrument should be 75% of total asset class
Minimum investment in equity & equity related instrument should be 65% of total asset class
Systematic risk in equities represented by
Alfa
Gamma
Beta
Delta
Formula of Intrest Covergae Ratio
(Interest Expenses /Earning before interest & Taxes)*100
(Earning before interest /interest expenses)*100
(Net Operating Income/Total Debt Service)
(Long term loans /Capital Employed)*100
Select statement which is not true from below in regards of bonus shares
The relative ownership of shareholders does not change
The price of each shares in the stock market falls
The Book Value of each shares goes up
The amount of shares issued goes up
.................. is a bond that pays both interest and principle through periodic payments
Floating rate bond
Amortizing Bond
Zero Coupan Bond
Step Up Bond
Coupan of all floating rate bonds are reset on the basis of
10 Yrs Gov sec rate
5 Yrs Gov sec rate
Linked to benchmark rate
Repo rate
Money Market is Regulated by which body
SEBI
RBI
IRDA
NSE
Which category asset class holder have voting rights in a company
Preference Share Holder
Equity Share Holder
Debt instrument holder
A & B
Who ensures that all securities and funds are settled between broker and their customers who are buyers and sellers
Stock Exchanges
Depository
Clearing Corporation
Registrar & Transfer Agent
GST applicable on ULIP charges ( In percentage terms )
18
4.5
2.25
No GST on charges
If Interest rates goes down
Bond prices goes up
Bond prices goes down
Bond prices remain same
None of the above
Benchmark Index for Blue Chip Fund is
Sensex
Nifty
BSE 100
Large Cap Stocks
Large Cap Stocks means
Top 250 companies of stock market based on market capitalization
50 Companies which are part of Nifty
Companies having market capitalization is more than 10000 Cr
Top 100 companies of stock market based on market capitalization
