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Worksheets

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Total questions: 8

Worksheet time: 4mins

Name
Class
Date
1.

Dividends are reported on the 1099...

a)

when they are paid.

b)

when they are declared.

c)

when the client deems necessary.

2.

Return of Capital (ROC) is typically posted in GK...

a)

during the year, as the dividends are paid.

b)

January - March, the year after the dividends are paid.

c)

October - December, the year that the dividends are paid.

d)

quarterly.

3.

When shares are internally transferred as a gift, the cost in the receiving account will reflect...

a)

the FMV as of the day of the transfer.

b)

the lowest value the day before the transfer.

c)

the original cost paid.

d)

the closing value the day before the transfer.

4.

Once a Wash Sale occurs, when will the loss be realized?

a)

At the end of the year the Wash Sale occurred.

b)

When the Wash Sale adjusted shares are sold and no additional Wash Sales occur for that same position.

c)

When the client buys more shares.

d)

30 days after the Wash Sale occurs.

5.

What is the deadline for TDA to have 1099s available for clients.

a)

January 31, 2020

b)

February 15, 2020

c)

April 15,2020

d)

February 1, 2020

6.

Although we will reflect all amounts of other income on the 1099-Misc., we will not report anything under $600.

a)

True

b)

False

7.

When it comes to dividends, the statements can be wrong in comparison to the 1099 due to? (Select all that may apply)

a)

Dividend Reallocation

b)

Spillover Dividends

c)

Partnership Distributions

d)

Dividends that have not been declared

8.

What’s reported on the 1099B?

a)

Sales transactions of stocks, bonds, mutual funds, options & derivatives

b)

Foreign Tax withheld

c)

Expiration of rights or warrants

d)

Dividends

e)

All of the above