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CAMS QUIZ

Total questions: 20

Worksheet time: 10mins

Name
Class
Date
1.

A change in option from dividend re-investment to dividend will ................... the number of units held by the investor.

a)

Increase

b)

Decrease

c)

Not change

d)

None of Above

2.

The request for a change in name of the holder is made through A letter.

a)

True

b)

False

3.

Expand CSDL.

a)

Centralized Service for Depository Limited

b)

Claim Securities Depository Limited

c)

Central Securities Deposit Limited

d)

Central Securities Depository Limited

4.

Mutual Fund regulate by

a)

SEBI

b)

AMFI

c)

AMC

d)

Trustees

5.

NFO ELSS & RGESS schemes the period can be up to

a)

10 days

b)

7 days

c)

15 days

d)

30 days

6.

Process of allotment has to be completed within ...........days from the NFO close date.

a)

7 business

b)

5 business

c)

10 business

d)

15 business

7.

Mutual funds may offer separate plans within a scheme which have different expense ratios.

a)

True

b)

False

8.

The applicable NAV for a purchase transaction of an equity fund 2 lac Above received on a business day at 12:05 pm is the NAV of .......

a)

Previous day

b)

Same day

c)

Fund received day

d)

Next day

9.

ICICI Prudential Mutual fund set up by

a)

Indian companies

b)

Banks

c)

Financial institutions

d)

Joint venture

10.

AMC are appointed by

a)

AMFI

b)

Mutual fund

c)

Trustees

d)

SEBI

11.

Custodians are appointed by the AMC

a)

True

b)

False

12.

At least 50% trustees must be independent of the sponsor.

a)

True

b)

False

13.

In a mutual fund, investment manager is

a)

R&T Agent

b)

Custodian

c)

AMC

d)

Trustees

14.

Who is contributes the capital of the AMC.

a)

Fund managers

b)

Trustees

c)

Disributers

d)

Sponsors

15.

Who is contributes the capital of the AMC.

a)

Fund managers

b)

Trustees

c)

Disributers

d)

Sponsors

16.

Expand FCCB

a)

Fund Currency Convertible Bond

b)

Foreign Convertible Currency Bond

c)

Foreign Currency Convertible Bond

d)

Fully Currency Convertible Bond

17.

Warrants are usually issued along with

a)

Authorised Capital

b)

Issued Capital

c)

Debentures

d)

Depository Receipts

18.

Convertible debentures may not be fully or partly converted into equity shares.

a)

True

b)

False

19.

The ............. are responsible for protecting the interest of the investors in the mutual fund.

a)

AMC

b)

SEBI

c)

AMFI

d)

Trustees

20.

Liquid fund invest in Securities with less than .........days to maturity.

a)

15

b)

30

c)

90

d)

91