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Week 2 - Responsibilities of Key Stakeholders

Total questions: 7

Worksheet time: 7mins

Name
Class
Date
1.

Which one is management not responsible for?

a)

The safeguarding of company assets

b)

Keeping proper accounting records

c)

Preparing financial statements

d)

Auditing financial statements

2.

Auditors have a duty to detect frauds which have a material impact on the financial statements.

a)

True

b)

False

3.

The Sarbanes–Oxley Act requires CEOs to certify that the accounts are true.

a)

True

b)

False

4.

Management are responsible for making appropriate disclosures concerning related parties in the financial statements.

a)

True

b)

False

5.

An auditor fulfils his duty to report a suspicious transaction in relation to money laundering if he makes a report to the money laundering nominated officer in his firm.

a)

True

b)

False

6.

Which of the following is not a measure designed to close the expectations gap?

a)

Auditors required to attend company board meetings

b)

More detailed engagement letter sent to audit clients

c)

Auditor's report format revised and extended

d)

Statement of directors' responsibilities included in the financial statements

7.

Auditors may be required to report instances of non-compliance with laws and regulations to which of the following?

a)

Police, government, shareholders

b)

Investors, directors and security commission

c)

Shareholders, directors and regulatory activities

d)

Government, public and directors