wayground logo

Free Printable Worksheets

NEW

Font size

S
M
L
XL
Worksheets

CODE OF ETHICS FOR PROFESSIONAL ACCOUNTANTS

Total questions: 12

Worksheet time: 11mins

Name
Class
Date
1.

Ethic refers to _____________

a)

a set of moral principles, especially ones relating to or affirming a specified group, field or form of conduct.

b)

well-founded standards of right and wrong that prescribe what humans ought to do.

c)

concerned with what is good for individuals and society and is also described as moral philosophy.

d)

all of the above

2.

A professional accountant’s responsibility is to satisfy the needs of _________

a)

individual client

b)

the public interest

c)

employer

d)

supplier

3.

Steps in the conceptual framework requires a professional accountant to ___________ to compliance with the fundamental principles.

a)

Evaluate, identify and address threats

b)

Address threats, identify and evaluate threats

c)

Identify, evaluate and address threats

4.

There are ______ fundamental principles that a professional accountant is required to comply with.

a)

3

b)

4

c)

5

d)

6

5.

Below are the fundamental principles of professional accountants EXCEPT ___________

a)

Objectivity

b)

Confidentiality

c)

Hard working

d)

Professional Behavior

6.

Professional Behavior means _____________

a)

A professional accountant should comply with relevant laws and regulations and should avoid any action that discredits the profession.

b)

A professional accountant should not allow bias, conflict of interest or undue influence of others to override professional or business judgments.

c)

A professional accountant should be straightforward and honest in all professional and business relationships.

d)

A professional accountant should respect the confidentiality of information acquired as a result of professional and business relationships.

7.

The principle of objectivity means that a professional accountant should be straightforward and honest in performing professional services.

a)

True

b)

False

8.

Advocacy threats may occur ________________

a)

when a professional accountant may be deterred from acting objectively by threats, actual or perceived

b)

when a professional accountant promotes a position or opinion to the point that subsequent objectivity may be compromised

c)

when, because of a close relationship, a professional accountant becomes too sympathetic to

the interests of others

d)

when a previous judgment needs to be re-evaluated by the professional accountant responsible for that judgment

9.

Which of the following would be considered a self-interest threats?

a)

a member of the audit team has a close family member who is a director or officer of the client.

b)

acting as the client's lawyer in a legal proceeding.

c)

when a member of the audit team was a previously an officer of the client.

10.

May occur when a professional accountant may be deterred from acting objectively by threats, actual or perceived, What is the term of the threats?

a)

SELF-INTEREST THREATS

b)

SELF-REVIEW THREATS

c)

FAMILIARITY THREATS

d)

INTIMIDATION THREATS

e)

ADVOCACY THREATS

11.

All are safeguards created by the profession, legislation or regulation EXCEPT for _______________

a)

Professional standards

b)

Strong internal controls

c)

Educational, training and experience requirements for entry into the profession

d)

Professional or regulatory monitoring and disciplinary procedures

12.

When initiating conflict resolution process, a professional accountant should consider _______________

a)

Relevant facts

b)

Ethical issues involved

c)

Alternative courses of action

d)

All of the above