wayground logo

Free Printable Worksheets

Font size

S
M
L
XL
Worksheets

Financial Markets and Operations

Total questions: 30

Worksheet time: 30mins

Name
Class
Date
1.

The oldest stock exchange in India is

a)

Delhi Stock Exchange

b)

National Stock Exchange

c)

Bombay Stock Exchange

d)

Madras Stock Exchange

2.

Primary market deals with selling of securities for the first time through the following method

a)

Book building

b)

Investor issue

c)

Bonus declaration method

d)

Employee stock issue

3.

Regulator of Secondary market is

a)

RBI

b)

SEBI

c)

IRDAI

d)

PFRDA

4.

Financial Market is classified into

a)

Organized and unorganized market

b)

Regulatory and non-regulatory market

c)

Reformatory and non-reformatory market

d)

Controlled and uncontrolled Market

5.

Indian Financial System is a link between

a)

Borrowers and seekers of fund

b)

Bank and agent

c)

Businessman and RBI

d)

Insurance and banking

6.

Money market deals with _____ instruments.

a)

Long term

b)

Medium term

c)

Short term

d)

All of the above

7.

Nifty is the index of _______.

a)

BSE

b)

NSE

c)

OTCEI

d)

CSE

8.

A short term debt obligation backed by govt.

with a maturity of less than 1 year.

a)

Treasury Bill

b)

Bills of Payment

c)

Certificate of Savings

d)

Certificate of Ownership

9.

Commercial bills market is a part of

a)

organised money market

b)

unorganised money market

c)

stock market

d)

capital market

e)

None of the above

10.

Which agency regulates and supervises NBFCs?

a)

Finance Ministry

b)

SEBI

c)

RBI

d)

Respective state government

11.

NBFC does not Include

a)

Agriculture activity

b)

Sale of Immovable property

c)

Industrial Activity

d)

All of the above

12.

Which of the following cannot accept Demand Deposits?

a)

Commercial Banks

b)

Foreign Banks

c)

Local area Banks

d)

NBFC

13.

Capital Market is a market for

a)

long term assets

b)

short term assets

c)

Medium term assets

d)

none of the above

14.
What is a financial institution?
a)
A firm that makes money off of selling products
b)
An intermediary that helps channel savings into economic investments
c)
A corporation that typically falls into debt
d)
A primary source of selling company investment strategy
15.

The primary market is also called

a)

New issue market

b)

IPo

c)

stock exchange

d)

over the counter market

16.

The instrument used in capital market is

a)

Equity

b)

Commercial paper

c)

Treasury Bill

d)

All the above

17.

Institutions such as banks that collect funds from savers that can be loaned to borrowers are known as

a)

financial intermediaries

b)

financial assets

c)

dividends

d)

Credit Unions

18.
Which of the following is not capital market instruments? 
a)
Commercial paper
b)
Stocks
c)
Corporate bonds
d)
Mortgage 
19.

Shares of stock from a variety of companies that you own are called?

a)

Dividend

b)

Portfolio

c)

Commission

d)

Diversity

20.

When stocks overall are rising, the market is called?

a)

A bull market

b)

A bear market

c)

market capitalization

d)

market diversification

21.

What is the term describing an overall decrease in stock prices?

a)

A bull market

b)

Market capitalization

c)

Market diversification

d)

A bear market

22.

The government agency responsible for regulating the stock market?

a)

Federal Reserve Board

b)

Federal Trade Commission

c)

Interstate Commerce Commission

d)

Securities and Exchange Commission

23.

Term that refers to the total value of all a company's shares of stock. It is calculated by multiplying the price of a stock by its total number of outstanding shares.

a)

market Volatility

b)

Market Diversification

c)

Market Capitalization

d)

Market Socialization

24.

What are these? NYSE - NASDAQ

a)

stocks

b)

markets

c)

stock exhanges

d)

securities and exchanges

25.
A group of large companies that stockbrokers look at to gauge how the market is doing as a whole.
a)
shareholder
b)
portfolio
c)
industry
d)
index
26.

Types of Speculators

a)

Bull

b)

Stag

c)

Lame Duck

d)

Bear

e)

All of the above

27.

An ideal Capital market is one

a)

a. Where finance is available at higher cost.

b)

b. Must provide insufficient information to investors.

c)

c. Where market operations are inconsistent.

d)

d. Which facilitates economic growth.

28.

Dinesh has 100 equity shares of a company. He wants to sell 500 of these shares. Which market should be approach?

a)

a. Secondary market

b)

b. Primary market

c)

c. Financial markets.

d)

Money market

29.

.Dematerialization is the process of holding securities in

a)

a) Paper mode

b)

b) Electronic mode

c)

b) Physical form

d)

d) Wallet

30.

The expected rate of return of the money market is ______

a)

Very high

b)

Less

c)

Zero

d)

None of the above