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WorksheetsFinance Quiz
Total questions: 31
Worksheet time: 16mins
The following are participants in the securities markets ______.
lead Manager
underwriters
Debenture Trustees
Venture Capital Funds
all of the above
Which entity provides novation
NSCCL
NSE
NSDL
CDSL
______ deals with issue, allotment and transfer of securities and various
aspects relating to company management.
Companies Act, 1956
Depositories Act, 1996
Capital Issues (Control) Act, 1947
None of the above
______ envisages transfer of ownership of securities electronically by book
entry without making the securities move from person to person.
Companies Act, 1956
Depositories Act, 1996
Capital Issues (Control) Act, 1947
None of the above
A company may purchase its own shares, out of _____.
it’s promoters money
it’s Equity Capital
profits
free reserves
Security Type GS stands for ____ in the WDM Segment of NSE.
GDR Securities
Government Securities
General Securities
none of the above
A company making a public issue of securities has to file a draft prospectus
with ____.
RBI
SEBI
Ministry of Finance
None of the above
______ is a clearing member but not a trading member
clearing members
self clearing member
clearing member
custodian
The market for government securities comprises the securities issued by the
_________
central Govt
state Govt
State sponsored entities
all of the above
Investment is the ___________________
net additions made to the nations capital stocks
persons commitment to buy a flat or house
employment of funds on assets to earn returns
employment of funds on goods and services that are used
speculator is a person ___________________
who evaluates the performance of the company
who uses his own funds only
who is willing to take high risk for high returns
who considers heresays and market behaviours
which one of the following is not a money market securities?
Treasury bills
National savings certificate
Certificate of deposit
Commercial paper
___________ are financial assets
Bonds
Machines
STOCK
A & C
The underwriter has to take up
the fixed portions of the issue capital
the agreed portion of the unsubscribed part
the agreed portion or can refuse if
the unfixed portions of the issue capital
Commercial papers are ____________________
sold at a premium
issued for a period of 1 to 2 years
unsecured promissory notes
secured promissory notes
Most investors are risk-averse which means____________.
they will always invest in the investment with the lowest possible risk.
they will assume more risk only if they are compensated by higher expected return.
they avoid the stock market due to the high degree of risk.
None of the above
Which of the following would be considered a risk-free investment
Gold
Equity in a house.
High-grade corporate bonds.
Treasury bills
Treasury bills are traded in the __________.
money market.
capital market.
government market.
regulated market.
Which of the following is not a characteristic of investments companies?
pooled investing
diversification
managed portfolios
Reduced expenses
35. The ___________ is a window through which the investor can see the company.
A. Syndicate offer.
B. IPO.
C. Prospectus.
D. Shelf rule.
If an investor is attempting to buy a stock that is very volatile, it would be best to use___________.
market order
limit order
stop loss order
contingency order
Which of the following has helped to eliminate the use of stock certificates by placing stock transactions on computers?
Demat account.
Federal Depository Insurance Corporation
Securities Exchange Commission.
Depository Trust Company.
. All new issues being offered for public sale are registered with_________________.
SEBI
New Issue Market
Maloney act 1936
securities investor protection act of 1970
____________ is based on tips, rumours and hunches, unplanned and without knowledge of the exact nature of risk
Investment
speculation
Gambling
Arbitrage
4. Buying low and selling high, making a large capital gain is associated with ________
Investment
speculation
Gambling
Arbitrage
Rising of prices and falling of standard of living is arises at the time of
Inflation
Boom Period
Normal Period
Deflation
A combination of various investment products like bonds, shares, securities, mutual funds and so on is called as __________
Portfolio
Investment
speculation
Gambling
The main objective of portfolio is to reduce _______ by diversification.
Return
risk
uncertainty
percentage
How many companies are included in the SENSEX of India?
30
50
111
25
Which of the following is not a credit rating agency?
CRISIL
CARE
NIKKEI
ICRA
The first computerised online stock exchange in India was
NSE
OTCEI
BSE
MCX
