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WorksheetsNISM DAY 4
Total questions: 11
Worksheet time: 8mins
Identify the odd man out
Merchant Banker
Stock Broker
Depository
Investor
The following entities are _______ of the securities market – AP, DP, RTA, AMC
Investors
Intermediaries
Institutions
Issuers
There are ____ types of investors when it comes to _______
5 & Anchor Investors, RII, NII, QIB & QIP
3 & RII, NII, QIP
4 & RII, QIB, NII & Anchor Investors
3 & QIB, NII, RII
Only ________ can apply at ________ but no other investor category in IPO
Cut off Price & QIB
RII & Cut off Price
NII & Cut Off Price
NII / QIB & Strike off Price
Anchor investor in IPO are _______ who commit to invest ____ and for them the max allocation can be __________
QIBs, 10 Lakhs, 60%
QIBs, 100 Lakhs, 65%
QIBs, 1000 Lakhs, 60%
QIBs, 100 Crores, 60%
Cut-off price means the investor is ready to pay whatever is decided by the company at the end of the fixed-price issue process. True or False
True
False
Partially Correct
Cannot be determined
Securities can be offered in the market by existing shareholders /promoters companies, which is called an offer for sale. True or False
True
False
Partially True
Cannot be determined
Modes of Capital Issuances
Rights & Bonus
IPO, Rights & Bonus
Private Placements, IPO, Right & Bonus
Private Placements, NCDs, IPO, Right & Bonus
Which of the following is true for the Rights issue
A. Done by the already listed company
B. Issue securities to its new investors (as on a Record date)
C. Record Date is fixed by issuer
A & C are True
A & B are True
A & B & C are True
A is True
ASBA means
Application supported by booked amount can only be done through an online bank account.
Application supported by blocked amount can only be done both through online bank account & offline by filling up the physical form.
Application secured by a blocked amount can only be done through an online bank account.
Application secured by booked amount can only be done through an online bank account.
Price discovery happens in _________
Range bound IPO issues
Fixed price IPO issues
Book Building IPO Issues
SME IPO issues
