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WorksheetsINV537_CHAPTER 1
Total questions: 15
Worksheet time: 3mins
How many types of financial markets in Malaysia?
2
3
4
5
It is a foreign bank in Malaysia.
Bank Islam Malaysia Berhad
Bank of America Malaysia Berhad
CIMB Islamic Bank
Kuwait Finance House
Two types of automated trading system (ATS) in Malaysia
Open outcry system & trading board
SCORE & WinSCORE
Main market & ACE market
MESDAQ & KLCI
Types of capital market.
primary market & secondary market
money market & foreign exchange market
offshore market
over-the-counter
Division of financial system in Malaysia.
two
three
four
five
Functions of financial market except.
minimize transaction costs
increase liquidity
price discovery
increase losses
Islamic banks in Malaysia except:
MBSB Bank Berhad
OCBC Al Amin Bank Berhad
Standard Chartered Saadiq Berhad
Standard Chartered Bank Malaysia Berhad
Apple is releasing a new iPhone that is predicted to change the cell phone world. Millions of people have pre-ordered it. What do you think will happen to their stock?
It is likely to go down
it is likely to go up
Nothing happened
Many investors sell the stocks
The full name of this course.
Regulatory framework in securities market
Operations and regulations of securities market
Regulatory framework in capital market
Operations and regulations of capital market
General requirements of participating organizations consist of these matter EXCEPT:
Standard of conduct
Internal control
Records
Money laundering
Capital Market and Services Act (CMSA) come into force on
28 Jan 2006
28 Sept 2007
28 Dec 2008
28 Feb 2009
Functions of BNM comprise of
Participating organization
Researcher
Financial inclusion
Creditors to public
Securities that provide fixed return
Preferred shares
Common shares
Bond
Unit trust
Universal broker also known as investment bank that integrate between
two financial institutions
three financial institutions
four financial institutions
five financial institutions
Rules of Securities Commission comprises of functions below EXCEPT:
represented securities industries
Monitoring trading activities among financial institutions
approving the compensation fund by applicants
Ensuring investor's protection
