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Processing Intergrity and Availability Controls

Total questions: 10

Worksheet time: 5mins

Name
Class
Date
1.

Which stage of a process involves pre-numbering all source documents to preserve theprocessing integrity?

a)

input

b)

processing

c)

output

2.

Automated controls supplement manual safeguards in checking source documents forreasonableness and propriety. Which of the following is not a data entry control?

a)

a sign check

b)

a range check

c)

a validity check

d)

a stability check

3.

A reasonableness test checks the validity of the logical relationship between two dataitems. It is an application control that verifies that an account number entered in a transactionrecord matches an account number in the related master file.

a)

True

b)

False

4.

Which of the following statements is true?

a)

Incremental daily backups are faster to perform than differential daily backups, but restoration is slower and morecomplex.

b)

Incremental daily backups are faster to perform than differential dailybackups, and restoration is faster and simpler.

c)

Differential daily backups are faster to perform than incremental daily backups, but restoration is slower and more complex.

d)

Differential daily backups are faster to perform than incremental dailybackups, and restoration is faster andsimpler.

5.

A transposition error occurs when numbers of two adjacent columns are inadvertentlyexchanged (for example, 64 is written instead of 46). This error can be mitigated with

a)

input controls.

b)

processing controls

c)

output controls

6.

Which of the following is an example of the kind of batch total called a hash total?

a)

the sum of the purchase amount field in a set of purchase orders

b)

the sum of the purchase order number field in a set of purchase orders

c)

the number of completed documents in a set of purchase orders

d)

all of the above

7.

Which of the following statements is true?

a)

Virtualization significantly reduces RTO for hardware problems

b)

Cloud computing reduces the risk that a single catastrophe from either a natural disaster or terrorist attack wouldresult in significant downtime and loss of availability

c)

Backups still need to be made when using either virtualization or cloud computing

d)

All of the above are true

8.

What is the name of the basic option for replacing IT infrastructure that is in an emptybuilding, prewired for necessary telephone and Internet access, and a contract with one ormore vendors to provide all necessary equipment within a specified period of time?

a)

a hot site

b)

a cold site

c)

a switch site

9.

Organizations also need to implement controls designed to minimize the risk of datatransmission errors. When data is transmitted, the sending device can calculate a hash ofthe file, called a

a)

parity bit

b)

parity checking

c)

check sums

10.

Which of the following measures the amount of data that might be potentially lost as a result of a system failure?

a)

recovery time objective (RTO)

b)

recovery point objective (RPO)

c)

disaster recovery plan (DRP)

d)

business continuity plan (BCP)