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ICICI Prudential Mutual Fund

Total questions: 23

Worksheet time: 12mins

Name
Class
Date
1.

Systematic Investment Plan (SIP) registered through Debit Mandate in HDFC bank can be cancelled through?

a)

Invest Now/Ipru Touch

b)

CAMS

c)

AMC

d)

Bank

2.

Units hold in Rematerialized mode can be De-materialized by submitting the request to?

a)

AMC

b)

CAMS

c)

Depository Participant (DP)

d)

NSE/BSE

3.

Indemnity Bond submitted during processing of any Non-Financial Transaction should be amount of?

a)

Rs. 100/-

b)

Rs. 150/-

c)

Rs. 500/-

d)

Rs. 50/-

4.

ICICI Prudential Multi Asset Fund is which category fund?

a)

Pure Equity Oreinted Fund

b)

Equity Fund

c)

Hybrid Fund

d)

Others

5.

An investor under the age of maturity (Minor) is not allowed to invest in any other funds except Child Care Gift Plan.

a)

False

b)

True

6.

In Freedom Systematic Withdrawal Plan (SWP) if no Top - Up % is selected in the mandate at what default option the same will be registered?

a)

3%

b)

4%

c)

5%

d)

6%

7.

Freedom SWP is available in both scheme options, Growth as well as IDCW.

a)

True

b)

False

8.

Redemption Turn Around Time (TAT) for ICICI Prudential Debt Management Fund is?

a)

T+2 Business Days

b)

T+3 Business Days

c)

T+4 Business Days

9.

Purchase/ Systematic Investment Plan (SIP) initiated through BSE/NSE can be done only in Demar Mode.

a)

True

b)

False

10.

Is KYC registration mandatory of POA, if investments is made through POA or only unitholders KYC is important?

a)

No, POA's KYC is not mandatory

b)

Either of one will suffice

c)

Yes, KYC is mandatory

11.

Purchase cut - off for Overnight Fund is?

a)

3:00 PM

b)

1:00 PM

c)

1:30 PM

12.

Transaction charges for Systematic Investement Plan (SIP) for new investment is chareged in sequence of ?

a)

Rs. 25, Rs. 25, Rs. 25, Rs. 25

b)

Rs. 100

c)

Rs. 150

d)

Rs. 39, Rs. 37, Rs. 37, Rs. 37

13.

If the investor submits the redemption request with both, no. of units and amount, AMC reserves the right to?

a)

Process the redemption of all units.

b)

Process the redemption as per the amount.

c)

Process the redemption as per the units.

14.

The minimum amount to register Fixed Top - Up in Systematic Investment Plan (SIP) is?

a)

Rs. 500

b)

Rs. 250

c)

Rs. 100

15.

Booster Systematic Transfer Plan (STP) will be ceased after how many consecutive reversals?

a)

3 reversals

b)

1 reversal as it is a Booster STP

c)

5 reversals

16.

Value Systematic Investment Plan (SIP) registration can be registered by submitting physical request in AMCs.

a)

No, it is only available in digital platforms.

b)

Yes, can be registered offline.

c)

Cannot be registered through any mode.

d)

None of the above.

17.

The default date for trigger of Systematic Withdrawal Plan (SWP) is 1st Business day of every month.

a)

True

b)

False

18.

Primary documents for Multiple Bank registration are?

a)

Multiple mandate registration form, original cancelled cheque of new mandate with pre-printed investor name, account np. and IFSC code.

b)

Multiple mandate registration form, original cancelled cheque of old and new mandate with pre-printed investor name, account np. and IFSC code.

c)

Multiple mandate registration form, original cancelled cheque of new mandate with pre-printed investor name, account np. and IFSC code as well as bank statement of old bank with latest 3 months transactions.

19.

Both Resident as well as Non-Resident Distributors needs to be KYD verified for bringing investments in AMC.

a)

True

b)

False

20.

Bio-metric E-KYC restricts investors to invest upto Rs. 50,000 only in a Financial Year.

a)

False

b)

True

21.

Statements of accounts for dormant accounts are sent in which frequency as per regulations?

a)

Yearly

b)

Monthly

c)

Half Yearly

22.

Exit Load of merging IDCW scheme will be considered from the Merger date of IDCW frequency.

a)

True

b)

False

23.

STT will be applicable on merger of IDCW.

a)

True

b)

False