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Chapter 17 voc test

Total questions: 15

Worksheet time: 8mins

Name
Class
Date
1.

Indicates the firm's sources of funds and how those funds were invested

a)

commission

b)

balance sheet

c)

brokerage

d)

discount brokerage

2.

A firm that provides investors access to the stock markets

a)

brokerage

b)

balance sheet

c)

commission

d)

fundamental analysis

3.

A fee for carrying out a transaction

a)

brokerage

b)

balance sheet

c)

fundamental analysis

d)

commission

4.

A brokerage firm that offers a reduced level of service at a lower cost that allows you to make your own trades

a)

brokerage

b)

balance sheet

c)

discount brokerage

d)

commission

5.

A financial firm that provides investing advice and executes trades on your behalf

a)

full-service brokerage

b)

commission

c)

balance sheet

d)

brokerage

6.

The valuation of stocks based on fundamental characteristics such as earnings or revenues

a)

fundamental analysis

b)

commission

c)

brokerage

d)

balance sheet

7.

Measures revenues (i.e., sales), expenses, and earnings over a period of time

a)

income statement

b)

brokerage

c)

commission

d)

IPO

8.

The first sale of stock a private firm makes to the public.

a)

initial public offering (IPO)

b)

commission

c)

brokerage

d)

(OTC)

9.

A computer network of securities dealers that buy and sell stock

a)

OTC

b)

National Association of Securities Dealers Automated Quotation system (NASDAQ)

c)

IPO

d)

commission

10.

The most widely recognized secondary market

a)

Nasdaq

b)

IPO

c)

OTC

d)

New York Stock Exchange (NYSE)

11.

An electronic communications network investors use to buy and sell stock

a)

over-the-counter (OTC) market

b)

NYSE

c)

NASDAQ

d)

IPO

12.

The market where new securities are sold to the public for the first time.

a)

brokerage

b)

commission

c)

IPO

d)

primary market

13.

Any stock traded on an organized exchange

a)

primary market

b)

publicly traded

c)

brokerage

d)

commission

14.

The market where financial securities are bought and sold after going public in the primary market

a)

secondary market

b)

primary market

c)

publicly traded

d)

brokerage

15.

The valuation of stocks based on historical price patterns

a)

technical analysis

b)

publicly traded

c)

primary market

d)

commission