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Worksheets

Risk

Total questions: 12

Worksheet time: 6mins

Name
Class
Date
1.

This Audit Model is also called cour des comptes (Court of Accounts)

a)

Board Model

b)

Napoleonic Model

c)

Ramp Model

d)

Westminster Model

2.

Which country does not use Westminster Model?

a)

India

b)

Australia

c)

Canada

d)

Republic of Korea

3.

The Philippines adopts _________ model as a structure and ________ model as to function.

a)

Napoleonic; Board

b)

Board; Napoleonic

c)

Napoleonic; Westminster

d)

Westminster; Napoleonic

4.

Which among the following is not a new role that auditors performed in 4th generation audit approach?

a)

Performs assurance and advisory activities to add value and improve an organization’s operation

b)

Helps an organization accomplish its objectives

c)

Brings a systematic, discipline approached to evaluate and improve the effectiveness of governance process.

d)

Starts with existing processes, procedures and control activities and audited them for compliance

5.

ISO _____ defines Risk as an effect of uncertainty on objectives.

a)

21000

b)

31000

c)

47000

d)

17000

6.

What do you call where relevance and reliability meet?

a)

Area of Integrity

b)

Point of Integrity

c)

Realm of Integrity

d)

Zone of Integrity

7.

This is the threat that an event, action or inaction will adversely affect an auditee's ability to achieve its objectives and execute its strategies successfully.

a)

Audit Risk

b)

Business Risk

c)

Inherent Risk

d)

Detection Risk

8.

The risk that an auditor might not be able to render the right opinion to the Financial Statements being audited

a)

Audit Risk

b)

Business Risk

c)

Control Risk

d)

Detection Risk

9.

Which of the following is not an auditee's risk concerning environment, processes, and decisions from operations?

a)

Environment Risk

b)

Information and Information Processing Risk

c)

Information for Decision Making Risk

d)

Process Risk

10.

Risk of intentional misstatement to the financial statements by an amount exceeding the tolerable error arising from misstatement or omission of amounts

a)

Error Risk

b)

Fraud Risk

c)

Information and Information Processing Risk

d)

Information for Decision-Making Risk

11.

This risk relates to potential errors or omissions in accounting and management information or financial statements and management reports

a)

Error Risk

b)

Information and Information Processing Risk

c)

Information for Decision-Making Risk

d)

Process Risk

12.

Who said this? "A ship in harbour is safe, but that is not what ships are built for."

a)

John Shedd

b)

Mae West

c)

Helen Keller

d)

Ralph Waldo Emerson