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Worksheets292K(1) disclosure requirement
Total questions: 15
Worksheet time: 9mins
Name
Class
Date
1.
To include 'Zero Coupopn Zero Principal Instruments' as securitiy, the SCR Act, 1956 was amended
a)
Prior to amendment in SEBI regulations
b)
After amendment in SEBI Regulations
c)
Simultanesouly with amendment in SEBI Regulations
d)
SCR Act is yet to be amended for this purpose
2.
SCR Act has been amended to 'Zero Coupopn Zero Principal Instruments' as securitiy on ?.2022
a)
15th July
b)
25th July
c)
31st July
d)
25th August
3.
Find the odd one out in reference to Minimum Disclosure requirements at the time of issuance of Zero Coupon Zero Principal Instruments
a)
Vision
b)
Mission
c)
Target Segment
d)
Strategy
4.
Find the odd one out in reference to Minimum Disclosure requirements at the time of issuance of Zero Coupon Zero Principal Instruments
a)
Dates of Board Meeting
b)
Composition of Governing Body
c)
Place of Board Meetings
d)
details of Governing Body
5.
Credibility documents does not include
a)
Prestigious Awards
b)
FCRA Certificate
c)
Income Tax Exemption Certificate
d)
Registration Certificate
6.
Disclosure of financial statements for last three Financial Years in accordance with guidelines for NPOs issued by Institute of Chartered Accountants of India (ICAI is required under
a)
SEBI (ICDR) Regulation by NPO raising funds
b)
SEBI (LODR) Regulation by Social Enterprise in Annual Disclosure
c)
SEBI (ICDR) Regulation by NPO registered with stock Exchange
d)
SEBI (LODR) regulation by For the profit organisation
7.
Under minimum disclosure requirement of fund raising document by registered NPO, which one is not required
a)
Roles and repsonsibilities of Key management personnel
b)
Details of Key management Personnel
c)
Remuneration of Key Management personnel
d)
Periodic Performace appraisal process of Key management personnel
8.
Under minimum disclosure requirement of fund raising document by registered NPO,NPO has to disclose
a. risks that the NPO sees to its work and how it proposes to mitigate these
b. unintended consequences that the NPO sees from its work and how it proposes to mitigate these.
c. unintended consequences that the NPO sees from its work
d.. risks that the NPO sees to its work
a)
only a
b)
only b
c)
a & b
d)
c & d
9.
Under whose guidance SSE to mandate the structure of the draft fund raising document/ final fund raising document
a)
SEBI
b)
Niti Aayog
c)
SSE Governing Council (SGC)
d)
Ministry of Finance
10.
Who is repsonsible to disclose minimum requirement uin fund raising document
a)
Social Stock Exchange / Recognised Stock exchange
b)
Social Enterprises
c)
Investor / Donor
d)
SEBI
11.
The draft fund raising document shall be made available on the website of the Social Stock
Exchange and the Not for Profit Organization for a period of at least…........... days for public comments.
a)
30
b)
10
c)
21
d)
7
12.
The Social Stock Exchange shall provide its observation on the draft fund raising document to
the Not for Profit Organization, within …..... days from the filing of the draft fund raising document
a)
30
b)
10
c)
21
d)
7
13.
To include 'Zero Coupopn Zero Principal Instruments' as securitiy, the SCR Act, 1956 was amended
a)
Prior to amendment in SEBI regulations
b)
After amendment in SEBI Regulations
c)
Simultanesouly with amendment in SEBI Regulations
d)
SCR Act is yet to be amended for this purpose
14.
SCR Act has been amended to 'Zero Coupopn Zero Principal Instruments' as securitiy on ?.2022
a)
15th July
b)
25th July
c)
31st July
d)
25th August
15.
Minimum Disclosure requirements in fund raising doument are explained in
a)
SEBI (ICDR) Regulation
b)
Circular issued by SEBI on framework of SSE
c)
Annexure I of the Circular issued by SEBI on framework of SSE
d)
Annexure II of the Circular issued by SEBI on framework of SSE
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