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LOAN SYNDICATION

Total questions: 13

Worksheet time: 7mins

Name
Class
Date
1.

First stage in the syndication workflow?

a)

Syndication launch

b)

Kick off

c)

Mandate confirmation

d)

Close of Syndication

2.

T/F: An Escrow Agent is responsible for administering all escrow accounts?

a)

True

b)

False

3.

Which title has the highest amount, influence, and fee?

a)

Lead Arranger

b)

Mandated Lead Arranger

c)

Mandated Lead Arranger and Bookrunner

d)

Arranger

4.

What are the two types of Mandate?

a)

Arranger and Borrower

b)

Lead Arranger and Bookrunner

c)

Underwritten and Best Effort

d)

Escrow and Security

5.

Process of encouraging a bank to participate in the secondary instead of the primary is which condition?

a)

Market flex

b)

Front Running

c)

Clear Market

d)

Right of First Refusal

6.

T/F: Market Flex is commonly found in the Fee Letter

a)

True

b)

False

7.

ROFR stands for?

a)

Role of First Refusal

b)

Right of First Retake

c)

Refusal of First Right

d)

Right of First Refusal

8.

Clear Market is commonly found in the Mandate Letter

a)

True

b)

False

9.

A comprehensive document explaining the business overview is called?

a)

Mandate Letter

b)

Information Memorandum

c)

Non-Disclosure Agreement

d)

Commitment Letter

10.

Which is not a type of Syndicated Loan?

a)

Club style self arranged

b)

Bilateral loan

c)

Underwriting & Syndication

d)

Club style syndication

11.

Which of the party is not involved in a syndicated loan?

a)

Arranger

b)

Agent

c)

Lawyer

d)

H Club

12.

T/F: Average life is used to calculate all in pricing

a)

True

b)

False

13.

Which market sells loans after the syndication of the original loan has been closed?

a)

Primary

b)

Secondary

c)

Tertiary