WorksheetsFIN 346 Chapter 8
Total questions: 9
Worksheet time: 3mins
According to to Federal Bereuau of Investigation (FBI) security offences is a criminal activity that include
Pyramid schemes
Foreign currency fraud
Hegde-fund-related fraud
Late-day trading
All of the above
Which tyoe of security offences does these refers to?
-Designated securities
-Limit up/down
-Corner
Irregular market action
Improper dealing in securities
"Is an action of a person selling share but he/she does not own share at the time of selling"
What type of offence does this refers to?
Fraudelent inducement to deal in securities
Insider trading
Issuing false/misleading statement
Short selling
"Is when investor purchase or sale the securities because of misleading statement or forecast statement or dishonest conceal material fact".
What type of security offence does this refers to?
Short selling
Issuing false/misleading statement
Fraudulent inducement to deal in securities
Insider trading
What security offence happens when a person creates a false statement and spread it to the public?
Issuing false/misleading statement
Insider trading
Short selling
Fraudulent inducement to deal in securities
What security offence is under section 188 of CMSA 2007?
Insider trading
Short selling
Issuing false/misleading statement
Fradulent inducement to deal in securities
Irfan spread a misleading information about Samuji Company to buy their shares at a lower price and sell them at a higher price.
Short selling
Insider trading
Issuing false/misleading statement
Fraudulent inducement
How many types of securities offences are there ?
2
4
3
"Information made by a person with the intent to mislead or deceive is information that they know to be untrue or false."
What security offence does this statement refers to ?
Issuing false/misleading statement
Short selling
Insider trading
Fraudulent inducement
