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CFAI 2024 EQ M2

Total questions: 10

Worksheet time: 5mins

Name
Class
Date
1.
  1. A security market index represents the:

a)
  1. risk of a security market

b)
  1. security market as a whole

c)
  1. security market, market segment, or asset class

2.
  1. One month after inception, the price return version and total return version of a single index (consisting of identical securities and weights) will be equal if:

a)
  1. market prices have not changed

b)
  1. capital gains are offset by capital losses

c)
  1. the securities do not pay dividends or interest

3.
  1. Security market indexes are:

a)
  1. constructed and managed like a portfolio of securities

b)
  1. simple interchangeable tools for measuring the returns of different asset classes

c)
  1. valued on a regular basis using the actual market prices of the constituent securities

4.
  1. When creating a security market index, an index provider must first determine the:

a)
  1. target market

b)
  1. appropriate weighting method

c)
  1. number of constituent securities

5.

When creating a security market index, the target market:

a)
  1. determines the investment universe

b)
  1. is usually a broadly defined asset class

c)
  1. determines the number of securities to be included in the index

6.
  1. Which of the following index weighting methods requires an adjustment to the divisor after a stock split?

a)
  1. Price weighting

b)
  1. Fundamental weighting

c)
  1. Market-capitalization weighting

7.

A float-adjusted market-capitalization-weighted index weights each of its constituent securities by its price and:

a)
  1. its trading volume

b)
  1. the number of its shares outstanding

c)
  1. the number of its shares available to the investing public

8.

Rebalancing an index is the process of periodically adjusting the constituent:

a)
  1. securities’ weights to optimize investment performance

b)
  1. securities to maintain consistency with the target market

c)
  1. securities’ weights to maintain consistency with the index’s weighting

    method

9.

Security market indexes are used as:

a)
  1. measures of investment returns

b)
  1. proxies to measure unsystematic risk

c)
  1. benchmark for evaluating portfolio performanceproxies for specific asset classes in asset allocation models

10.

Which of the following is an example of a style index? An index based on:

a)
  1. geography

b)
  1. economic sector

c)
  1. market capitalization